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MM

Michele M. Martin

KING WEALTH MANAGEMENT GROUP
Saratoga Springs, NY 12866
Some features on this profile are disabled
CRD#: 2204947
MM

Professional summary

Michele Marie Martin, who also goes by Michelle M. Martin, is a registered financial advisor currently at KING WEALTH MANAGEMENT GROUP, LLC located in Saratoga Springs, New York.

Michele is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Michele has worked at 11 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Michelle M. Martin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) MICHELE M. MARTIN, DIVORCE MEDIATOR DBA DIVORCE AGREE. NOT INVESTMENT RELATED. 100 SARATOGA VILLAGE BOULEVARD, MALTA, NY 12020. DIVORCE MEDIATION. OWNER. 03/2013. 10 HRS/MO. DIVORCE MEDIATION.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michele Marie Martin's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 30, 2021 - Present

KING WEALTH MANAGEMENT GROUP, LLC

Office #1: 270 West Circular Street Suite 1, Saratoga Springs, NY 12866
RIA
CRD#: 159550
Saratoga Springs, NY
Past

February 22, 2013 - April 7, 2014

PURSHE KAPLAN STERLING INVESTMENTS

BD
CRD#: 35747
SARATOGA SPRINGS, NY
Past

June 1, 2009 - March 7, 2013

MORGAN STANLEY

RIA
CRD#: 149777
SARATOGA SPRINGS, NY
Past

June 1, 2009 - March 7, 2013

MORGAN STANLEY

BD
CRD#: 149777
SARATOGA SPRINGS, NY
Past

October 19, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

RIA
CRD#: 8209
SARATOGA SPRINGS, NY
Past

August 2, 2007 - June 1, 2009

MORGAN STANLEY & CO. LLC

BD
CRD#: 8209
SARATOGA SPRINGS, NY
Past

February 14, 2005 - July 20, 2007

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY
Past

March 26, 2004 - March 3, 2005

MERCER ALLIED COMPANY, L.P.

BD
CRD#: 37404
COHOES, NY
Past

May 23, 1996 - August 19, 1999

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

February 22, 1994 - February 6, 1996

BRENNER SECURITIES CORPORATION

BD
CRD#: 26973
Past

November 24, 1992 - October 12, 1993

LAIDLAW GLOBAL SECURITIES, INC.

BD
CRD#: 19018
NEW YORK, NY
Past

July 17, 1992 - December 1, 1992

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

May 7, 1992 - July 13, 1992

GKB, INC.

BD
CRD#: 350
KANSAS CITY, MO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KW
KING WEALTH MANAGEMENT GROUP, LLC
ARGYLE WEALTH MANAGEMENT, LLC | KING WEALTH MANAGEMENT GROUP, LLC

CRD#: 159550 / SEC#: 801-73023

RIA
Registered Investment Advisory firm - (1/10/2012 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
New York
(5/30/2021)

Exams

State Security Law Exam
IAR
Series 65
Date: 10/12/2007
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 5/13/2004
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 31
Date: 4/8/2011
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 3/25/2004
General Securities Representative Examination

Current Firm

KW
KING WEALTH MANAGEMENT GROUP, LLC
ARGYLE WEALTH MANAGEMENT, LLC | KING WEALTH MANAGEMENT GROUP, LLC

CRD#: 159550 / SEC#: 801-73023

RIA
Registered Investment Advisory firm - (1/10/2012 Approved)
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Contact information

Main Address
270 West Circular Street Suite 1, Saratoga Springs, NY 12866
Mailing Address
Phone number
(518) 306-5640
Established
Firm type
Fiscal year end
# of Employees
7

SEC notice filing (17 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

KING WEALTH MANAGEMENT GROUP DISCLOSURE BROCHURE (6/18/2025)

Regulatory assets under management

Total Number of Accounts1,743
AUM (Assets Under Management)$ 931,335,129

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KING WEALTH MANAGEMENT GROUP, LLC

CRD#: 159550Saratoga Springs, NY 12866

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