John E. Terrando
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Edward Terrando was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1992. John had worked at 3 firms and has passed the Series 63, Series 79TO, SIE, Series 62, Series 79, Series 7, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 1, 2014 - November 2, 2021
SHERMAN & COMPANY LLC
November 25, 1997 - February 24, 1998
NATWEST SECURITIES CORPORATION
June 16, 1992 - August 29, 1997
INVESCO CAPITAL MARKETS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 3/16/2024
Investment Banking Registered Representative ExaminationSeries 62
Date: 4/29/2015
Corporate Securities Limited Representative ExaminationCurrent Firm
SHERMAN & COMPANY LLC
CRD#: 155575 / SEC#: , 8-68725
Contact information
FINRA licenses (23 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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