Thomas J. Fuccillo
Professional summary
Thomas Joseph Fuccillo, who also goes by Thomas J Fuccillo, is a registered financial professional currently at FORESIDE FINANCIAL SERVICES, LLC located in Los Angeles, California.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1992. Thomas has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Joseph Fuccillo's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 11, 2023 - Present
FORESIDE FINANCIAL SERVICES, LLC
Office #1: 11100 Santa Monica Blvd Suite 1700, Los Angeles, CA 90025February 6, 2023 - October 24, 2023
IMST DISTRIBUTORS, LLC
October 11, 2004 - April 6, 2021
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
February 3, 1999 - September 24, 2004
NEUBERGER BERMAN BD LLC
March 4, 1992 - January 27, 1999
NEUBERGER BERMAN MANAGEMENT LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/24/2023)
Exams
FINRA
Current Firm
FORESIDE FINANCIAL SERVICES, LLC
CRD#: 148477 / SEC#: , 8-68027
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FORESIDE DISTRIBUTORS, LLC | DIRECTOR OWNER/SOLE MEMBER | |
| BRUNNER, JENNIFER ANNE | VICE PRESIDENT/CHIEF COMPLIANCE OFFICER | 1137783 |
| COWAN, TERESA MARIA KAZMIERSKI | PRESIDENT/MANAGER/DIRECTOR | 1544189 |
| EDELMAN, GABRIEL | SECRETARY | 6654419 |
| LA FOND, SUSAN LORENE | TREASURER | 4512785 |
| LANZA, CHRISTOPHER CONTE | VICE PRESIDENT | 2184856 |
| MACCHIA, KATE SCHENDEL | VICE PRESIDENT | 4863973 |
| SOMMERS, WESTON | CFO/FINOP | 5290145 |
Red Flags
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