Cynthia L. Allisonchobot
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Cynthia Lee Allisonchobot, who also goes by Cindy Allison, Cynthia Lee Allison, Cindy Allison Chobot, Cynthia Sherer, was a registered financial professional .
Cynthia is a previously registered financial professional and started their career in finance in 1992. Cynthia had worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 28, 1998 - December 31, 2015
AUSTIN ATLANTIC CAPITAL INC.
October 31, 1996 - January 30, 1998
MJK CLEARING, INC.
January 23, 1992 - August 2, 1996
IRWIN UNION SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
AUSTIN ATLANTIC CAPITAL INC.
CRD#: 43981 / SEC#: , 8-50509
Contact information
FINRA licenses (50 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
