Andrew D. Mirkovich

PORTFOLIO STRATEGIES

SAMMANISH, WA

Some features on this profile are disabled

CRD#: 2204828

Professional summary

Andrew David Mirkovich is a registered financial advisor currently at PORTFOLIO STRATEGIES INC located in Sammanish, Washington.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Andrew has worked at 2 firms and has passed the Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew David Mirkovich's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 4, 2014 - Present

PORTFOLIO STRATEGIES INC

RIA

CRD#: 104685

SAMMANISH, WA

Past

May 30, 2003 - December 31, 2014

PURCELL ADVISORY SERVICES, LLC

RIA

CRD#: 117238

TACOMA, WA

Past

February 27, 1992 - March 25, 2010

PORTFOLIO STRATEGIES INC

RIA

CRD#: 104685

TACOMA, WA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PORTFOLIO STRATEGIES INC

CRD#: 104685 / SEC#: 801-18475

RIA

Registered Investment Advisory firm - (3/15/1983 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Washington
(12/4/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/26/1991

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 12/26/1991

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PORTFOLIO STRATEGIES INC

CRD#: 104685 / SEC#: 801-18475

RIA

Registered Investment Advisory firm - (3/15/1983 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

621 Pacific Avenue Suite 15, Tacoma, WA 98402

Mailing Address

Phone number

(253) 383-1676

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A BROCHURE (3/25/2025)

Regulatory assets under management

Total Number of Accounts	354
AUM (Assets Under Management)	$ 55,448,496

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Andrew D. Mirkovich

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew David Mirkovich's CRS (Customer Relationship Summary).

Certified licenses

Experience

PORTFOLIO STRATEGIES INC

PURCELL ADVISORY SERVICES, LLC

PORTFOLIO STRATEGIES INC

Primary Firm SEC Registration

PORTFOLIO STRATEGIES INC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/26/1991

Series 6

Date: 12/26/1991

Current Firm

PORTFOLIO STRATEGIES INC

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PORTFOLIO STRATEGIES INC

TRUST BUT VERIFY

Similar Advisors