Timothy J. Matthews
Professional summary
Timothy J Matthews was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Timothy is a previously registered financial professional and started their career in finance in 1992. Prior to being barred, Timothy had worked at 2 firms, which includes STERLING FOSTER & COMPANY INC., J. GREGORY & COMPANY INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 27, 1994 - April 11, 1997
STERLING FOSTER & COMPANY, INC.
January 22, 1992 - July 5, 1994
J. GREGORY & COMPANY, INC.
State Registrations and Notice Filings
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Exams
Current Firm
STERLING FOSTER & COMPANY, INC.
CRD#: 36052 / SEC#: , 8-46989
Contact information
Documents
Red Flags
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