William M. March
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Michael March, CFP®, who also goes by Bill March, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 1992. William had worked at 9 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 8, 2008 - November 7, 2013
CETERA INVESTMENT ADVISERS LLC
December 8, 2008 - November 7, 2013
CETERA FINANCIAL SPECIALISTS LLC
January 1, 2004 - December 4, 2008
CETERA ADVISORS LLC
January 1, 2004 - December 4, 2008
CETERA ADVISORS LLC
April 26, 2002 - January 1, 2004
VESTAX SECURITIES CORPORATION
September 12, 2001 - January 1, 2004
VESTAX SECURITIES CORPORATION
June 16, 1998 - September 11, 2001
RAYMOND JAMES & ASSOCIATES, INC.
May 11, 1998 - September 25, 1999
RONEY & CO.
September 26, 1994 - May 11, 1998
RONEY & CO. L.L.C.
October 2, 1993 - September 29, 1994
FLEET BROKERAGE SECURITIES, INC.
February 7, 1992 - September 15, 1993
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
