Judy A. Snyder
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Judy Ann Snyder, who also goes by Judith Ann Snyder, Judith Snyder, Judy Snyder, was a registered financial professional .
Judy is a previously registered financial professional and started their career in finance in 1993. Judy had worked at 7 firms and has passed the Series 63, Series 65, Series 7, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 22, 2011 - March 21, 2016
TOLLESON PRIVATE WEALTH MANAGEMENT
July 20, 2011 - August 26, 2011
FSC SECURITIES CORPORATION
October 30, 2009 - March 22, 2011
TOLLESON PRIVATE WEALTH MANAGEMENT
March 21, 2001 - June 3, 2005
RETIREMENT ADVISORS OF AMERICA
September 29, 1999 - February 22, 2001
CHARLES SCHWAB & CO., INC.
December 3, 1998 - June 28, 1999
ASSOCIATED BOND BROKERS, INC.
April 10, 1996 - November 30, 1998
AVANTAX INVESTMENT SERVICES, INC.
August 31, 1993 - March 29, 1996
PRINCIPAL FINANCIAL SECURITIES,INC.
Primary Firm SEC Registration
TOLLESON PRIVATE WEALTH MANAGEMENT
CRD#: 111838 / SEC#: 801-57641
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TOLLESON PRIVATE WEALTH MANAGEMENT
CRD#: 111838 / SEC#: 801-57641
Contact information
SEC notice filing (10 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,985 |
| AUM (Assets Under Management) | $ 8,759,140,273 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/26/2025 | ||
| 12/29/2024 | ||
| 03/01/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
