Paul S. Gilbert
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul Stephen Gilbert was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1970. Paul had worked at 10 firms and has passed the Series 1 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 27, 2006 - May 2, 2013
J.P. TURNER & COMPANY, L.L.C.
January 3, 2003 - September 14, 2006
CARLIN EQUITIES, LLC
July 17, 1990 - January 29, 1991
GDC EQUITY CORP.
December 10, 1985 - December 23, 1987
FIRST NEW YORK DISCOUNT CORPORATION
April 14, 1978 - January 3, 2003
M.Y. SAFRA SECURITIES, INC.
November 6, 1975 - March 7, 1978
JII SECURITIES INC.
March 20, 1974 - December 6, 1975
LOEB RHOADES & CO
May 9, 1971 - April 2, 1974
BREGMAN SECURITIES CO., INC.
May 1, 1971 - September 16, 1973
HARDY & CO.
June 8, 1970 - June 19, 1971
DEVON SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 8/27/1959
Registered Representative ExaminationSeries 40
Date: 6/21/1971
Registered Principal ExaminationCurrent Firm
J.P. TURNER & COMPANY, L.L.C.
CRD#: 43177 / SEC#: , 8-50156
Contact information
Documents
Disclosures
| Regulatory Event | 30 |
| Arbitration | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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