Alfred Clay Ludlum Iii
Professional Summary
Alfred Clay Ludlum III, who also goes by A. Clay Ludlum III, Alfred C Ludlum, was a registered financial advisor. Alfred was a previously registered financial advisor and started their career in finance 1992 - 2011. Alfred had worked at 6 firms and has passed the Series 65, Series 63, Series 31, Series 7, Series 10, Series 9 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
A. Clay Ludlum Iii, Alfred C Ludlum
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Videos & Posts
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Contact Information
No current employment
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Disclosures on record.
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Years of Experience
34 years in the financial services industry
Current & Past Employments
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Current Firm
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 10 — General Securities Sales Supervisor - General Module Examination
Passed Mar 2004About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Feb 2004About the Series 9 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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