Eric M. Verling

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CRD#: 2204152

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Eric Michael Verling was a registered financial professional .

Eric is a previously registered financial professional and started their career in finance in 1992. Eric had worked at 9 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 5, 2017 - April 18, 2017

AMERICAN WEALTH MANAGEMENT

RIA

CRD#: 122205

RENO, NV

Past

April 9, 2008 - December 31, 2016

BIDART & ROSS INC

RIA

CRD#: 104956

RENO, NV

Past

January 10, 2007 - February 21, 2008

MULTNOMAH GROUP, INC.

RIA

CRD#: 132131

RENO, NV

Past

July 2, 2004 - December 31, 2006

IFC RETIREMENT ADVISORS, INC.

RIA

CRD#: 132225

EL SEGUNDO, CA

Past

November 5, 2002 - September 7, 2005

IFC ADVISORY

RIA

CRD#: 108339

CULVER CITY, CA

Past

November 8, 1994 - January 5, 1996

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

Past

February 23, 1994 - August 9, 1994

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

March 5, 1992 - March 10, 1994

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

March 5, 1992 - March 10, 1994

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AMERICAN WEALTH MANAGEMENT

AMERICAN RETIREMENT PLANNERS | AMERICAN WEALTH MANAGEMENT | AMERICAN RETIREMENT PLANNERS, INC. | AMERICAN RETIREMENT PLANNERS II, INC.

CRD#: 122205 / SEC#: 801-70453

RIA

Registered Investment Advisory firm - (7/29/2009 Approved)

California

Registered Investment Advisory firm - (8/31/2009 Terminated)

Nevada

Registered Investment Advisory firm - (8/27/2009 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/3/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 3/2/1992

General Securities Representative Examination

Current Firm

AMERICAN WEALTH MANAGEMENT

AMERICAN RETIREMENT PLANNERS | AMERICAN WEALTH MANAGEMENT | AMERICAN RETIREMENT PLANNERS, INC. | AMERICAN RETIREMENT PLANNERS II, INC.

CRD#: 122205 / SEC#: 801-70453

RIA

Registered Investment Advisory firm - (7/29/2009 Approved)

California

Registered Investment Advisory firm - (8/31/2009 Terminated)

Nevada

Registered Investment Advisory firm - (8/27/2009 Terminated)

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Contact information

Main Address

570 Hammill Lane, Reno, NV 89511

Mailing Address

Phone number

(775) 332-7000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AWM FORM ADV 2A BROCHURE 12.30.2024 (1/6/2025)

Regulatory assets under management

Total Number of Accounts	871
AUM (Assets Under Management)	$ 694,306,410

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Eric M. Verling

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

BIDART & ROSS INC

MULTNOMAH GROUP, INC.

IFC RETIREMENT ADVISORS, INC.

IFC ADVISORY

VOYA FINANCIAL ADVISORS, INC.

OSAIC WEALTH, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

AMERICAN WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 63

Date: 3/3/1992

Series 7

Date: 3/2/1992

Current Firm

AMERICAN WEALTH MANAGEMENT

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

AMERICAN WEALTH MANAGEMENT

TRUST BUT VERIFY

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