Mark E. Pollachek
Professional summary
Mark Edward Pollachek was barred by the FINRA from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Mark is a previously registered financial professional and started their career in finance in 1992. Prior to being barred, Mark had worked at 2 firms, which includes INVESTMENT ADVISORS & CONSULTANTS INC., AVANTAX INVESTMENT SERVICES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 5, 1994 - November 6, 1998
INVESTMENT ADVISORS & CONSULTANTS, INC.
January 28, 1992 - December 5, 1994
AVANTAX INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
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Exams
Current Firm
INVESTMENT ADVISORS & CONSULTANTS, INC.
CRD#: 7996 / SEC#: , 8-23962
Contact information
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
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