Matthew David Heller
Professional Summary
Matthew David Heller is a registered financial advisor currently at WILLNER & HELLER LLC located in Encino, California. Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Matthew has worked at 11 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
Similar Advisors
MORGAN STANLEY
MORGAN STANLEY
J.P. MORGAN SECURITIES LLC
GERBER KAWASAKI WEALTH & INVESTMENT MANAGEMENT
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
MORGAN STANLEY
MORGAN STANLEY
J.P. MORGAN SECURITIES LLC
GERBER KAWASAKI WEALTH & INVESTMENT MANAGEMENT
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
MORGAN STANLEY
MORGAN STANLEY
J.P. MORGAN SECURITIES LLC
GERBER KAWASAKI WEALTH & INVESTMENT MANAGEMENT
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
MORGAN STANLEY
MORGAN STANLEY
J.P. MORGAN SECURITIES LLC
GERBER KAWASAKI WEALTH & INVESTMENT MANAGEMENT
Years of Experience
34 years in the financial services industry
Current & Past Employments
Similar Advisors
MORGAN STANLEY
MORGAN STANLEY
J.P. MORGAN SECURITIES LLC
GERBER KAWASAKI WEALTH & INVESTMENT MANAGEMENT
Current Firm
MATT HELLER | WILLNER & HELLER LLC | WILLNER & HELLER
Contact Information
Main Address
15760 Ventura Blvd Suite 2026, Encino, CA 91436Phone Number
(818) 501-7590# of Employees
3SEC notice filing (2 States and Territories)
Registered to provide investment advisory services in 2 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
472AUM (Assets Under Management)
$193,073,919Similar Advisors
MORGAN STANLEY
MORGAN STANLEY
J.P. MORGAN SECURITIES LLC
GERBER KAWASAKI WEALTH & INVESTMENT MANAGEMENT
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
MORGAN STANLEY
MORGAN STANLEY
J.P. MORGAN SECURITIES LLC
GERBER KAWASAKI WEALTH & INVESTMENT MANAGEMENT
Primary Firm SEC Registration
MATT HELLER | WILLNER & HELLER LLC | WILLNER & HELLER
State Registrations and Notice Filings
(11/6/2006)
(3/20/2018)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Feb 1992About the Series 6 examSimilar Advisors
MORGAN STANLEY
MORGAN STANLEY
J.P. MORGAN SECURITIES LLC
GERBER KAWASAKI WEALTH & INVESTMENT MANAGEMENT
CRS (Client Relationship Summary) - RIA
Click below to view Matthew David Heller's CRS (Customer Relationship Summary).
Similar Advisors
MORGAN STANLEY
MORGAN STANLEY
J.P. MORGAN SECURITIES LLC
GERBER KAWASAKI WEALTH & INVESTMENT MANAGEMENT
