Matthew D. Heller

WILLNER & HELLER LLC

Encino, CA 91436

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CRD#: 2204090

Professional summary

Matthew David Heller is a registered financial advisor currently at WILLNER & HELLER LLC located in Encino, California.

Matthew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Matthew has worked at 11 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Highrise Networks. Non-Investment Related. 633 W 6th Street. Ste. 2600. Los Angeles, CA 90071. Networking Group. Group Leader. 1/2/2025. 10 HRS/MONTH. 0 HRS/SECURITIES TRANSACTIONS HOURS. I lead a networking group of professionals and will receive compensation for each new member or renewing member.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew David Heller's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 6, 2006 - Present

WILLNER & HELLER LLC

Office #1: 15760 Ventura Blvd Suite 2026, Encino, CA 91436

RIA

CRD#: 135406

Encino, CA

Past

December 9, 2005 - October 1, 2007

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

ENCINO, CA

Past

March 28, 2003 - January 22, 2004

CITICORP INVESTMENT SERVICES

RIA

CRD#: 23988

ENCINO, CA

Past

March 28, 2003 - January 22, 2004

CITICORP INVESTMENT SERVICES

CRD#: 23988

LONG ISLAND CITY, NY

Past

July 12, 1999 - March 19, 2003

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

BOSTON, MA

Past

May 12, 1998 - March 19, 2003

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

THOUSAND OAKS, CA

Past

October 27, 1994 - July 12, 1999

BA INVESTMENT SERVICES, INC.

CRD#: 12965

OAKLAND, CA

Past

May 17, 1994 - September 2, 1994

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

December 8, 1993 - May 18, 1994

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

November 19, 1993 - November 30, 1993

WELLS FARGO SECURITIES INC.

CRD#: 17438

SAN FRANCISCO, CA

Past

October 6, 1992 - November 19, 1993

MARKETING ONE SECURITIES, INC.

CRD#: 16611

PORTLAND, OR

Past

April 14, 1992 - October 20, 1992

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

March 2, 1992 - April 13, 1992

TITAN/VALUE EQUITIES GROUP, INC.

CRD#: 6359

IRVINE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WILLNER & HELLER LLC

MATT HELLER | WILLNER & HELLER LLC | WILLNER & HELLER

CRD#: 135406 / SEC#: 801-112631

RIA

Registered Investment Advisory firm - (3/19/2018 Approved)

California

Registered Investment Advisory firm - (5/26/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/6/2006)

IAR

Texas
(3/20/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/12/1997

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/24/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/20/1993

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/28/1992

Investment Company Products/Variable Contracts Representative Examination

Current Firm

WILLNER & HELLER LLC

MATT HELLER | WILLNER & HELLER LLC | WILLNER & HELLER

CRD#: 135406 / SEC#: 801-112631

RIA

Registered Investment Advisory firm - (3/19/2018 Approved)

California

Registered Investment Advisory firm - (5/26/2018 Terminated)

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Contact information

Main Address

15760 Ventura Blvd Suite 2026, Encino, CA 91436

Mailing Address

Phone number

(818) 501-7590

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (2/5/2025)

Regulatory assets under management

Total Number of Accounts	411
AUM (Assets Under Management)	$ 163,962,199

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Matthew D. Heller

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Matthew David Heller's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

CITICORP INVESTMENT SERVICES

CITICORP INVESTMENT SERVICES

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

BA INVESTMENT SERVICES, INC.

PRUDENTIAL EQUITY GROUP, LLC

CHARLES SCHWAB & CO., INC.

WELLS FARGO SECURITIES INC.

MARKETING ONE SECURITIES, INC.

SUNAMERICA SECURITIES, INC.

TITAN/VALUE EQUITIES GROUP, INC.

Primary Firm SEC Registration

WILLNER & HELLER LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/12/1997

Series 63

Date: 1/24/1992

Series 7

Date: 7/20/1993

Series 6

Date: 2/28/1992

Current Firm

WILLNER & HELLER LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WILLNER & HELLER LLC

TRUST BUT VERIFY

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