Lewis Akmakjian
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lewis Akmakjian was a registered financial professional .
Lewis is a previously registered financial professional and started their career in finance in 1958. Lewis had worked at 12 firms and has passed the Series 63, Series 1 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 14, 2005 - January 31, 2006
WESTERN INTERNATIONAL SECURITIES, INC.
November 1, 2000 - March 29, 2005
J.P. TURNER & COMPANY, L.L.C.
September 30, 1999 - December 31, 1999
INTERFIRST CAPITAL CORPORATION
October 16, 1998 - September 30, 1999
W.J. GALLAGHER & COMPANY, INC.
April 15, 1997 - May 5, 1998
W.J. GALLAGHER & COMPANY, INC.
July 20, 1995 - February 12, 1997
TOLUCA PACIFIC SECURITIES CORP.
April 15, 1991 - April 3, 1995
MEYERS SECURITIES CORPORATION
October 25, 1990 - December 11, 1990
T.R. WINSTON & COMPANY, LLC
October 10, 1975 - November 14, 1989
C. L. MCKINNEY & CO., INC.
April 30, 1974 - November 29, 1975
DEUTSCHE IXE, LLC
November 27, 1973 - June 13, 1974
MAUNEY COMPANY
March 30, 1972 - January 10, 1974
G L BISHOP CO
September 3, 1958 - May 13, 1972
FAIRMAN & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/13/1956
Registered Representative ExaminationCurrent Firm
WESTERN INTERNATIONAL SECURITIES, INC.
CRD#: 39262 / SEC#: 801-68953, 8-48572
Contact information
FINRA licenses (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10,904 |
| AUM (Assets Under Management) | $ 3,512,564,746 |
Disclosures
| Regulatory Event | 15 |
| Civil Event | 1 |
| Arbitration | 5 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/05/2024 | ||
| 06/28/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
