David A. Yazdan
Professional summary
David A Yazdan, who also goes by David Allan Yazdan Jr, David Allan Yazdan, is a registered financial professional currently at HOLLISTER ASSOCIATES, LLC located in Mount Pleasant, South Carolina.
David is registered as a RR (Registered Representative) and started their career in finance in 1993. David has worked at 7 firms and has passed the Series 65, Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view David A Yazdan's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 3, 2020 - Present
HOLLISTER ASSOCIATES, LLC
November 19, 2010 - December 31, 2019
CAPITOL SECURITIES MANAGEMENT, INC.
August 10, 2010 - December 31, 2019
CAPITOL SECURITIES MANAGEMENT, INC.
September 23, 2009 - August 17, 2010
STONEHAVEN, LLC
September 20, 2002 - June 5, 2009
ETICO PARTNERS, LLC
June 6, 1996 - September 20, 2002
M. J. WHITMAN, INC.
January 17, 1994 - January 31, 1995
PERSHING LLC
July 8, 1993 - September 20, 1993
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/3/2020)
(1/6/2025)
(1/3/2020)
(1/3/2020)
(10/20/2021)
(6/1/2021)
(1/3/2020)
(1/3/2020)
(2/18/2020)
(1/3/2020)
(1/3/2020)
(1/3/2020)
(1/3/2020)
(1/3/2020)
(1/3/2020)
(1/3/2020)
(1/3/2020)
(1/3/2020)
(1/3/2020)
(1/6/2020)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
HOLLISTER ASSOCIATES, LLC
CRD#: 173366 / SEC#: , 8-69538
Contact information
FINRA licenses (52 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
