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Christopher Robert Kreusser

CRD# 2203809·Registered 1992 - 2015
Previously Registered: Being a previously registered professional could mean that Christopher is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Christopher Robert Kreusser, who also goes by Chris Kreusser, was a registered financial advisor. Christopher was a previously registered financial professional and started their career in finance 1992 - 2015. Christopher had worked at 8 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 6 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chris Kreusser

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

34 years in the financial services industry

Current & Past Employments

GATE US LLC·CRD# 10863
BD
New York, NY
April 30, 2015 - June 4, 2015
GATE US LLC·CRD# 10863
BD
New York, NY
February 25, 2010 - May 21, 2013
FISERV FINANCIAL SERVICES, LLC·CRD# 133483
BD
Jersey City, NJ
January 28, 2009 - December 9, 2009
ATM·CRD# 137211
BD
New York, NY
September 14, 2007 - August 21, 2008
LAVA TRADING, INC.·CRD# 133804
BD
New York, NY
July 26, 2005 - July 2, 2007
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
January 17, 2005 - July 26, 2005
GILFORD SECURITIES INCORPORATED·CRD# 8076
BD
New York, NY
November 17, 1998 - May 3, 1999
GRUNTAL & CO., L.L.C.·CRD# 372
BD
New York, NY
November 29, 1993 - November 17, 1998
VANGUARD MARKETING CORPORATION·CRD# 7452
BD
Malvern, PA
September 4, 1992 - December 3, 1993

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Current Firm

GU
GATE US LLC

GATE US INC | L.J. GOLDSTEIN & COMPANY, INCORPORATED | GATE US LLC

CRD#: 10863 / SEC#: 8-27970
BD
Terminated by SEC on 03/27/2016

Contact Information

Established

New York since 02/04/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
GATE TECHNOLOGIES, LLCDIRECT OWNER—
BARRENECHEA, PATRICIA MARGOTFINOP1715189
HUGHES, DANIELLE FRANCESCHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER2189447

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Jan 2005About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jun 2015About the SIE exam

Series 55 — Limited Representative-Equity Trader Exam

Passed Nov 2006

Series 7 — General Securities Representative Examination

Passed Jan 2005About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Sep 1992About the Series 6 exam

Series 24 — General Securities Principal Examination

Passed Nov 2006About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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