Todd A. Heath-hazlett

TODD WEALTH MANAGEMENT LLC

Venice, FL 34285

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CRD#: 2203723

Professional summary

Todd Anthony Heath-hazlett, who also goes by Todd Anthony Heathhazlett, is a registered financial advisor currently at TODD WEALTH MANAGEMENT LLC located in Venice, Florida and FIRST SECURITY CAPITAL MANAGEMENT LLC located in Venice, Florida.

Todd is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Todd has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Todd Anthony Heathhazlett

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) Todd Heath-Hazlett is a licensed insurance agent (Insurance License # P216750) engaged in the sale of fixed annuities or life insurance. Mr. Heath-Hazlett spends less than five (5) hours per month on these activities, approximately half of which are during trading hours. Investment related. (2) Sole owner of TWM Wealth Management, Inc. a self-directed retirement account which owns through purchase of shares, First Security Capital Management LLC. Start date May 2018. Non-investment related. (3) TWM Wealth Management, LLC is a limited liability company created by Mr. Heath-Hazlett's self-directed IRA to hold ownership of First Security Capital Management. Start date June 2018. Non-investment related. (4) President and IAR of First Security Management LLC, an RIA in Venice, FL. Start date July 2018, investment related, 15 hours per month during trading hours managing client portfolios. (5) One-third LLC member of Nokomis Avenue Investments, LLC, which owns the property at 249 Nokomis Ave South, Venice, FL. an office building which is partially occupied by Todd Wealth Management LLC. Start date August 2020. Non-investment related,

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Anthony Heath-hazlett's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 6, 2012 - Present

TODD WEALTH MANAGEMENT LLC

Office #1: 249 Nokomis Ave S, Venice, FL 34285

RIA

CRD#: 164761

Venice, FL

Current

September 14, 2018 - Present

FIRST SECURITY CAPITAL MANAGEMENT LLC

Office #1: 249 Nokomis Ave S, Venice, FL 34285

RIA

CRD#: 148345

Venice, FL

Past

August 19, 2013 - December 27, 2016

J. W. COLE ADVISORS, INC.

RIA

CRD#: 112294

TAMPA, FL

Past

August 21, 2012 - May 31, 2019

J.W. COLE FINANCIAL, INC.

CRD#: 124583

VENICE, FL

Past

June 3, 2011 - August 21, 2012

BROKERSXPRESS LLC

RIA

CRD#: 127081

PITTSBURGH, PA

Past

June 3, 2011 - August 21, 2012

BROKERSXPRESS LLC

CRD#: 127081

PITTSBURGH, PA

Past

January 15, 2002 - June 7, 2011

SECURITIES AMERICA ADVISORS, INC.

RIA

CRD#: 110518

PITTSBURGH, PA

Past

September 22, 2000 - June 7, 2011

SECURITIES AMERICA, INC.

CRD#: 10205

PITTSBURGH, PA

Past

April 1, 1999 - September 14, 2000

TRUSTMONT FINANCIAL GROUP, INC.

CRD#: 18312

GREENSBURG, PA

Past

July 21, 1997 - September 8, 1998

OLDE ECONOMIE FINANCIAL CONSULTANTS, LTD.

CRD#: 21304

BADEN, PA

Past

February 26, 1992 - August 16, 1994

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

February 26, 1992 - August 16, 1994

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TODD WEALTH MANAGEMENT LLC

CRD#: 164761 / SEC#: 801-132318

RIA

Registered Investment Advisory firm - (4/2/2025 Approved)

California

Registered Investment Advisory firm - (6/27/2025 Terminated)

Florida

Registered Investment Advisory firm - (5/28/2025 Terminated)

Pennsylvania

Registered Investment Advisory firm - (5/29/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(8/16/2012)

IAR

Florida
(8/17/2012)

IAR

Pennsylvania
(8/6/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/7/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/2/1997

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/6/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 6/2/1997

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/23/2001

General Securities Principal Examination

Current Firm

TODD WEALTH MANAGEMENT LLC

CRD#: 164761 / SEC#: 801-132318

RIA

Registered Investment Advisory firm - (4/2/2025 Approved)

California

Registered Investment Advisory firm - (6/27/2025 Terminated)

Florida

Registered Investment Advisory firm - (5/28/2025 Terminated)

Pennsylvania

Registered Investment Advisory firm - (5/29/2025 Terminated)

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Contact information

Main Address

249 Nokomis Ave S, Venice, FL 34285

Mailing Address

Phone number

(941) 483-3732

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (3 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TODD WEALTH MANAGEMENT LLC DISCLOSURE BROCHURE (3/3/2025)

Regulatory assets under management

Total Number of Accounts	884
AUM (Assets Under Management)	$ 133,123,686

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Todd A. Heath-hazlett

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Todd Anthony Heath-hazlett's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST SECURITY CAPITAL MANAGEMENT LLC

J. W. COLE ADVISORS, INC.

J.W. COLE FINANCIAL, INC.

BROKERSXPRESS LLC

BROKERSXPRESS LLC

SECURITIES AMERICA ADVISORS, INC.

SECURITIES AMERICA, INC.

TRUSTMONT FINANCIAL GROUP, INC.

OLDE ECONOMIE FINANCIAL CONSULTANTS, LTD.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

TODD WEALTH MANAGEMENT LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 3/7/2000

Series 63

Date: 6/2/1997

SIE

Date: 10/1/2018

Series 7

Date: 5/6/1999

Series 6

Date: 6/2/1997

Series 24

Date: 2/23/2001

Current Firm

TODD WEALTH MANAGEMENT LLC

Contact information

SEC notice filing (3 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TODD WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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