Dennis J. Gilbert
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Dennis John Gilbert was a registered financial professional .
Dennis is a previously registered financial professional and started their career in finance in 1973. Dennis had worked at 11 firms and has passed the Series 63, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 30, 2017 - December 31, 2018
CAPITAL SYNERGY PARTNERS
April 7, 2015 - December 31, 2016
THE LEADERS GROUP, INC.
November 16, 2011 - October 23, 2014
P.J. ROBB VARIABLE, LLC
October 1, 2008 - October 11, 2011
OGILVIE SECURITY ADVISORS CORPORATION
September 24, 2004 - October 2, 2008
EQUITABLE ADVISORS, LLC
June 11, 1983 - September 21, 2004
1717 CAPITAL MANAGEMENT COMPANY
February 11, 1982 - December 5, 1983
PRUCO SECURITIES, LLC.
November 4, 1975 - November 8, 1982
THE MUTUAL LIFE INSURANCE COMPANY OF NEW YORK
November 4, 1975 - November 8, 1982
MONY SECURITIES CORPORATION
May 23, 1974 - December 5, 1983
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
July 23, 1973 - May 11, 1974
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 7/13/1973
Registered Representative ExaminationCurrent Firm
CAPITAL SYNERGY PARTNERS
CRD#: 148733 / SEC#: 801-117828, 8-68060
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 386 |
| AUM (Assets Under Management) | $ 89,105,726 |
Red Flags
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