Notley S. Maddox
Professional summary
Notley Sidney Maddox, who also goes by Sandy Maddox, is a registered financial advisor currently at CAPITAL SQUARE, LLC located in Athens, Tennessee.
Notley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Notley has worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Notley Sidney Maddox's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 10, 2017 - Present
CAPITAL SQUARE, LLC
Office #1: 1 West College St Suite 4, Athens, TN 37303November 19, 2008 - January 3, 2017
BELLWETHER INVESTMENT GROUP, LLC
March 31, 2004 - October 14, 2008
RAYMOND JAMES FINANCIAL SERVICES, INC.
May 16, 1998 - October 14, 2008
RAYMOND JAMES FINANCIAL SERVICES, INC.
April 4, 1995 - May 7, 1998
AMSOUTH INVESTMENT SERVICES, INC.
February 6, 1992 - April 24, 1995
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
CAPITAL SQUARE, LLC
CRD#: 286098 / SEC#: 801-108796
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(1/17/2017)
(1/10/2017)
Exams
Current Firm
CAPITAL SQUARE, LLC
CRD#: 286098 / SEC#: 801-108796
Contact information
SEC notice filing (11 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 685 |
| AUM (Assets Under Management) | $ 393,648,522 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
