Stuart M. Stern
Professional summary
Stuart Mark Stern, who also goes by Stuart M Stern, is a registered financial advisor currently at STERN CAPITAL MANAGEMENT, INC. located in Old Bridge, New Jersey.
Stuart is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Stuart has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Stuart Mark Stern's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 9, 2003 - Present
STERN CAPITAL MANAGEMENT, INC.
Office #1: 18 Throckmorton Lane, #201, Old Bridge, NJ 08857January 5, 2004 - August 4, 2004
APW CAPITAL, INC.
January 5, 2004 - December 31, 2019
APW CAPITAL, INC.
August 1, 1996 - December 31, 2003
CADARET, GRANT & CO., INC.
May 8, 1996 - August 12, 1996
WORLD INVESTMENTS, LLC
July 31, 1993 - May 27, 1994
CITIGROUP GLOBAL MARKETS INC.
April 8, 1993 - July 31, 1993
LEHMAN BROTHERS INC.
Primary Firm SEC Registration
STERN CAPITAL MANAGEMENT, INC.
CRD#: 124405 / SEC#: 801-110311
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(7/20/2016)
(6/28/2012)
(4/9/2003)
(6/13/2012)
Exams
Current Firm
STERN CAPITAL MANAGEMENT, INC.
CRD#: 124405 / SEC#: 801-110311
Contact information
SEC notice filing (9 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 652 |
| AUM (Assets Under Management) | $ 252,174,004 |
Red Flags
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