Michael L. Kulberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Lennoid Kulberg, who also goes by Michael Lennoid Kolberg, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1992. Michael had worked at 15 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 13, 2010 - November 16, 2012
BUCKMAN, BUCKMAN & REID, INC.
September 19, 2007 - February 29, 2008
JHS CAPITAL ADVISORS, LLC
May 4, 2006 - September 13, 2007
VFINANCE INVESTMENTS, INC
December 12, 1998 - May 8, 2006
STERLING FINANCIAL INVESTMENT GROUP, INC.
November 18, 1998 - December 10, 1998
STERLING FINANCIAL INVESTMENT GROUP, INC.
April 13, 1998 - November 17, 1998
ROUND HILL SECURITIES, INC.
May 8, 1996 - April 10, 1998
NORTHEAST SECURITIES, LLC
November 2, 1995 - November 24, 1995
EURO-ATLANTIC SECURITIES INC.
May 3, 1995 - May 16, 1996
ROYAL PALM INVESTMENTS, LTD.
October 26, 1994 - April 26, 1995
THE WELLINGTON GROUP, INC.
September 2, 1994 - October 25, 1994
COLIN WINTHROP & CO., INC.
May 23, 1994 - August 16, 1994
MEYERS POLLOCK ROBBINS, INC.
April 28, 1994 - May 18, 1994
BUTTONWOOD SECURITIES, INC.
October 21, 1993 - May 18, 1994
COMMONWEALTH ASSOCIATES
January 7, 1993 - September 13, 1993
GRUNTAL & CO., L.L.C.
September 24, 1992 - January 28, 1993
ROBERT TODD FINANCIAL CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BUCKMAN, BUCKMAN & REID, INC.
CRD#: 23407 / SEC#: , 8-40413
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| JTC HOLDINGS LLC | SHARE HOLDER | |
| GIAKAS, WALLACE MARTIN | STOCKHOLDER | 1068278 |
| LAU, PETER SEN | STOCKHOLDER | 2302677 |
| YANG, ZHAO | SHAREHOLDER | 6077274 |
| ALMERINI, LOUIS ACHILLE | FINOP | 1605183 |
| BUCKMAN, HARRY JOHN | CHAIRMAN, RSOP | 1090909 |
| BUCKMAN, HARRY JOHN JR | SR. VICE PRESIDENT | 2202467 |
| BUCKMAN, MARY | STOCKHOLDER | 5823239 |
| BUCKMAN, THOMAS PAUL | SECRETARY | 2577168 |
| CAMPOLI, JOHN | SHAREHOLDER | 6596748 |
| PANNO, RICHARD ANTHONY | CHIEF COMPLIANCE OFFICER | 724727 |
| SHOICHET, MARK ELLIOTT | STOCKHOLDER | 2301353 |
Disclosures
| Regulatory Event | 18 |
| Arbitration | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
