Michael D. Atkinson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Day Atkinson, who also goes by Mike Atkinson, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1992. Michael had worked at 12 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 10, 2011 - December 31, 2012
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
January 3, 2007 - June 30, 2011
SWBC INVESTMENT SERVICES, LLC
January 18, 2005 - December 31, 2006
CETERA WEALTH SERVICES, LLC
August 26, 2003 - January 7, 2005
ALLSTATE FINANCIAL SERVICES, LLC
July 16, 2003 - September 25, 2003
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
January 1, 2002 - July 15, 2003
BROOKLIGHT PLACE SECURITIES, INC.
February 9, 1996 - January 1, 2002
IAC SECURITIES, INC.
January 29, 1995 - November 15, 1995
AMSOUTH INVESTMENT SERVICES, INC.
November 1, 1994 - February 11, 1995
PRUCO SECURITIES, LLC.
April 26, 1994 - September 30, 1994
GRIFFIN FINANCIAL SERVICES
July 12, 1993 - April 13, 1994
GREAT WESTERN FINANCIAL SECURITIES CORPORATION
September 30, 1992 - May 4, 1993
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
CRD#: 15708 / SEC#: 801-56010, 8-32590
Contact information
FINRA licenses (2 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| PROTECTIVE LIFE CORPORATION | PARENT | |
| MCCRELESS, KEVIN LUCIUS | CHIEF COMPLIANCE OFFICER | 5180100 |
Regulatory assets under management
| Total Number of Accounts | 20,957 |
| AUM (Assets Under Management) | $ 4,373,015,542 |
Disclosures
| Regulatory Event | 64 |
| Arbitration | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
