Clark B. Hodges

HODGES CAPITAL MANAGEMENT

DALLAS, TX 75201

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CRD#: 2202654

Professional summary

Clark Brown Hodges is a registered financial advisor currently at HODGES CAPITAL MANAGEMENT INC located in Dallas, Texas and FIRST DALLAS SECURITIES INCORPORATED located in Dallas, Texas.

Clark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Clark has worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1.Partner in HCCC, LLC and Basin Springs Properties LTD (family partnerships)

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clark Brown Hodges's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 1, 2006 - Present

HODGES CAPITAL MANAGEMENT INC

Office #1: 2905 Maple Ave., Dallas, TX 75201

RIA

CRD#: 110080

DALLAS, TX

Current

December 16, 2002 - Present

FIRST DALLAS SECURITIES INCORPORATED

Office #1: 2905 Maple Ave., Dallas, TX 75201

RIA

CRD#: 24549

Dallas, TX

Past

December 7, 2007 - November 2, 2011

FIRST DALLAS SECURITIES INCORPORATED

RIA

CRD#: 24549

DALLAS, TX

Past

August 14, 2000 - December 2, 2002

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

DALLAS, TX

Past

August 14, 2000 - December 2, 2002

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

June 15, 1999 - August 14, 2000

J.C. BRADFORD & CO.

CRD#: 1287

NEW YORK, NY

Past

July 20, 1992 - June 22, 1999

FIRST DALLAS SECURITIES INCORPORATED

CRD#: 24549

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HODGES CAPITAL MANAGEMENT INC

CRD#: 110080 / SEC#: 801-35811

RIA

Registered Investment Advisory firm - (1/5/1990 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(3/3/2017)

Arizona
(7/24/2024)

California
(8/16/2016)

Colorado
(3/23/2017)

Florida
(9/23/2022)

Georgia
(9/26/2022)

Louisiana
(8/8/2022)

Michigan
(1/3/2023)

New York
(9/27/2022)

Oklahoma
(12/16/2002)

Tennessee
(1/18/2024)

Texas
(12/16/2002)

IAR

Texas
(3/1/2006)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/22/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/23/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/17/1992

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

HODGES CAPITAL MANAGEMENT INC

CRD#: 110080 / SEC#: 801-35811

RIA

Registered Investment Advisory firm - (1/5/1990 Approved)

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Contact information

Main Address

2905 Maple Ave, Dallas, TX 75201

Mailing Address

Phone number

(888) 878-4426

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

HODGES PRIVATE CLIENT WRAP BROCHURE-OCT 2025 (10/31/2025)

ADV BROCHURE-OCT 2025 (10/31/2025)

Regulatory assets under management

Total Number of Accounts	448
AUM (Assets Under Management)	$ 1,240,237,495

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Clark B. Hodges

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clark Brown Hodges's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIRST DALLAS SECURITIES INCORPORATED

FIRST DALLAS SECURITIES INCORPORATED

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

J.C. BRADFORD & CO.

FIRST DALLAS SECURITIES INCORPORATED

Primary Firm SEC Registration

HODGES CAPITAL MANAGEMENT INC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/22/2006

Series 63

Date: 7/23/1992

SIE

Date: 10/1/2018

Series 7

Date: 7/17/1992

FINRA

Current Firm

HODGES CAPITAL MANAGEMENT INC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HODGES CAPITAL MANAGEMENT INC

TRUST BUT VERIFY

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