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Stanley Darrell Gifford

CRD# 220262·Registered 1969 - 2000
Previously Registered: Being a previously registered professional could mean that Stanley is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Stanley Darrell Gifford, who also goes by Stan Gifford, was a registered financial advisor. Stanley was a previously registered financial professional and started their career in finance 1969 - 2000. Stanley had worked at 16 firms and has passed the Series 1 and Series 53 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Stan Gifford

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

57 years in the financial services industry

Current & Past Employments

ARCHER ALEXANDER SECURITIES CORPORATION·CRD# 41555
BD
Kansas City, MO
March 17, 1999 - September 11, 2000
GREAT AMERICAN INVESTORS, INC.·CRD# 28489
BD
Overland Park, KS
December 11, 1995 - July 21, 1998
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.·CRD# 13609
BD
Cedar Rapids, IA
June 21, 1995 - October 17, 1995
BIRCHTREE FINANCIAL SERVICES LLC·CRD# 15014
BD
Minneapolis, MN
February 3, 1992 - June 8, 1994
BANKERS & INVESTORS CO.·CRD# 6874
BD
Kansas City, KS
July 23, 1990 - February 26, 1992
NEIGHBORLY SECURITIES·CRD# 17686
BD
San Francisco, CA
November 7, 1988 - March 19, 1990
R. ROWLAND & CO., INCORPORATED·CRD# 911
BD
January 1, 1988 - January 21, 1988
RODMAN & RENSHAW INC.·CRD# 724
BD
July 23, 1987 - December 8, 1987
LOWELL H. LISTROM & COMPANY INC.·CRD# 6336
BD
April 11, 1983 - July 25, 1987
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
February 22, 1983 - April 11, 1983
E. F. HUTTON & COMPANY INC·CRD# 235
BD
May 26, 1982 - February 19, 1983
B.C. CHRISTOPHER SECURITIES CO.·CRD# 60
BD
June 11, 1981 - June 10, 1982
THOMSON MCKINNON SECURITIES INC.·CRD# 829
BD
November 20, 1980 - May 23, 1981
LOWELL H. LISTROM & COMPANY INC.·CRD# 6336
BD
January 25, 1977 - November 15, 1980
WHITE, WELD & CO. INCORPORATED·CRD# 6802
BD
November 3, 1976 - February 28, 1977
REINHOLDT & GARDNER INCORPORATED·CRD# 709
BD
July 15, 1976 - May 3, 1979
LM CONSOLIDATED FINANCIAL CORP.·CRD# 789
BD
January 14, 1969 - August 12, 1976

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Current Firm

AA
ARCHER ALEXANDER SECURITIES CORPORATION

ARCHER ALEXANDER SECURITIES CORPORATION | UNDERWOOD INVESTMENTS, INC. | BENEFIT & INVESTMENT SOLUTIONS INC.

CRD#: 41555 / SEC#: 8-49488
BD
Revoked by SEC on 12/15/2006

Contact Information

Established

Indiana since 06/27/1996

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
GREAT PLAINS CAPITAL CORPORATION100% OWNER—
RAYDO, JOHN STERLINGPRESIDENT; CHIEF FINANACIAL OFFICER: DIRECTOR2282311
REPINE, JOHN MICHAELCEO; DIRECTOR1010844

Disclosures

Regulatory Event

6

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 1 — Registered Representative Examination

Passed Jan 1969

Series 53 — Municipal Securities Principal Examination

Passed May 1992About the Series 53 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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