Stanley D. Gifford
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stanley Darrell Gifford, who also goes by Stan Gifford, was a registered financial professional .
Stanley is a previously registered financial professional and started their career in finance in 1969. Stanley had worked at 16 firms and has passed the Series 1 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 17, 1999 - September 11, 2000
ARCHER ALEXANDER SECURITIES CORPORATION
December 11, 1995 - July 21, 1998
GREAT AMERICAN INVESTORS, INC.
June 21, 1995 - October 17, 1995
BERTHEL, FISHER & COMPANY FINANCIAL SERVICES, INC.
February 3, 1992 - June 8, 1994
BIRCHTREE FINANCIAL SERVICES LLC
July 23, 1990 - February 26, 1992
BANKERS & INVESTORS CO.
November 7, 1988 - March 19, 1990
NEIGHBORLY SECURITIES
January 1, 1988 - January 21, 1988
R. ROWLAND & CO., INCORPORATED
July 23, 1987 - December 8, 1987
RODMAN & RENSHAW INC.
April 11, 1983 - July 25, 1987
LOWELL H. LISTROM & COMPANY INC.
February 22, 1983 - April 11, 1983
UBS FINANCIAL SERVICES INC.
May 26, 1982 - February 19, 1983
E. F. HUTTON & COMPANY INC
June 11, 1981 - June 10, 1982
B.C. CHRISTOPHER SECURITIES CO.
November 20, 1980 - May 23, 1981
THOMSON MCKINNON SECURITIES INC.
January 25, 1977 - November 15, 1980
LOWELL H. LISTROM & COMPANY INC.
November 3, 1976 - February 28, 1977
WHITE, WELD & CO. INCORPORATED
July 15, 1976 - May 3, 1979
REINHOLDT & GARDNER INCORPORATED
January 14, 1969 - August 12, 1976
LM CONSOLIDATED FINANCIAL CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 1/7/1969
Registered Representative ExaminationCurrent Firm
ARCHER ALEXANDER SECURITIES CORPORATION
CRD#: 41555 / SEC#: , 8-49488
Contact information
Documents
Disclosures
| Regulatory Event | 6 |
Red Flags
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