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PK

Paul E. Kacik

FRONTIER SOLUTIONS
Corona Del Mar, CA 92625
Some features on this profile are disabled
CRD#: 2202568
PK

Professional summary

Paul Eric Kacik is a registered financial professional currently at FRONTIER SOLUTIONS, LLC located in Corona Del Mar, California.

Paul is registered as a RR (Registered Representative) and started their career in finance in 1992. Paul has worked at 13 firms and has passed the Series 63, Series 79TO, SIE, Series 17, Series 7 and Series 24 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Paul Eric Kacik's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 16, 2021 - Present

FRONTIER SOLUTIONS, LLC

Office #1: 2101 E. Coast Hwy Suite 200, Corona Del Mar, CA 92625
BD
CRD#: 136102
Corona Del Mar, CA
Past

March 19, 2020 - September 14, 2021

HEXAGON CAPITAL ALLIANCE LLC

BD
CRD#: 47981
NEWPORT BEACH, CA
Past

April 8, 2019 - March 25, 2020

KEYSTONE CAPITAL MARKETS

BD
CRD#: 288767
IRVINE, CA
Past

November 16, 2015 - April 5, 2019

OPUS FINANCIAL PARTNERS, LLC

BD
CRD#: 172146
Irvine, CA
Past

February 4, 2014 - November 27, 2015

KROLL SECURITIES LLC

BD
CRD#: 36927
LOS ANGELES, CA
Past

February 1, 2012 - October 22, 2013

D.A. DAVIDSON & CO.

BD
CRD#: 199
COSTA MESA, CA
Past

October 13, 2009 - March 1, 2012

MCGLADREY CAPITAL MARKETS, LLC

BD
CRD#: 47639
COSTA MESA, CA
Past

July 1, 2009 - October 20, 2009

WELLS FARGO SECURITIES, LLC

BD
CRD#: 126292
NEWPORT, CA
Past

October 3, 2006 - July 1, 2009

WELLS FARGO SECURITIES, LLC

BD
CRD#: 7665
NEWPORT, CA
Past

July 11, 2005 - October 5, 2006

BARRINGTON ASSOCIATES

BD
CRD#: 25626
NEWPORT BEACH, CA
Past

August 25, 1994 - July 7, 1995

SUTRO & CO. INCORPORATED

BD
CRD#: 801
SAN FRANCISCO, CA
Past

July 31, 1993 - August 29, 1994

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

January 28, 1992 - July 31, 1993

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(11/16/2021)
RR
Florida
(11/17/2021)
RR
Oregon
(11/29/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 7/13/2005
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 17
Date: 7/9/2005
Limited Registered Representative Examination
General Industry/Product Exam
RR
Series 7
Date: 1/27/1992
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/12/2010
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

FS
FRONTIER SOLUTIONS, LLC
FRONTIER SOLUTIONS, LLC

CRD#: 136102 / SEC#: , 8-66972

BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information

Main Address
3307 Church Road Suite 220, Richmond, VA 23233
Mailing Address
3307 Church Road Suite 220, Richmond, VA 23233
Phone number
(804) 918-2368
Established
Georgia since 05/03/2005
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (47 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ASPEN PARTNERS, LTDMANAGING MEMBER
TERRY, DEBORAH HOLLANDFINOP/CFO5680197
VICK, GEORGE DAVIS IVCHIEF COMPLIANCE OFFICER3006623

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FRONTIER SOLUTIONS, LLC

CRD#: 136102Corona Del Mar, CA 92625

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