Harry J. Buckman
Professional summary
Harry John Buckman JR, who also goes by Chip Buckman Jr, Harry John Buckman Jr, is a registered financial advisor currently at BUCKMAN ADVISORY GROUP LLC located in Little Silver, New Jersey and BUCKMAN, BUCKMAN & REID, INC. located in Little Silver, New Jersey.
Harry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Harry has worked at 4 firms and has passed the Series 66, Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Harry John Buckman JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 7, 2004 - Present
BUCKMAN ADVISORY GROUP LLC
Office #1: 44 Church Street, Little Silver, NJ 07739September 12, 1994 - Present
BUCKMAN, BUCKMAN & REID, INC.
Office #1: 44 Church St., Little Silver, NJ 07739January 10, 2024 - Present
MAYHILL AGENCY, LLC
Office #1: 44 Church Street, Little Silver, NJ 07739April 20, 1992 - October 18, 1994
HALPERT AND COMPANY, INC.
Primary Firm SEC Registration
BUCKMAN ADVISORY GROUP LLC
CRD#: 131688 / SEC#: 801-63540
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/10/2004)
(1/9/1999)
(9/22/2005)
(9/12/1994)
(9/12/1994)
(4/24/2002)
(9/12/1994)
(8/25/1999)
(5/15/1996)
(4/6/1998)
(10/4/2023)
(9/21/2005)
(6/21/2002)
(8/10/2009)
(7/6/1995)
(8/28/2001)
(11/8/2023)
(7/19/2001)
(9/12/1994)
(10/7/2004)
(2/11/2015)
(9/12/1994)
(8/29/2001)
(4/22/2002)
(10/4/2013)
(3/14/2008)
(8/28/2001)
(6/8/1999)
(1/13/2014)
(8/28/2001)
(8/26/2013)
(10/30/2007)
(7/15/2004)
(2/13/2009)
(6/17/1997)
(1/20/2006)
(3/15/2006)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Nasdaq Stock Market
Current Firm
BUCKMAN ADVISORY GROUP LLC
CRD#: 131688 / SEC#: 801-63540
Contact information
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 834 |
| AUM (Assets Under Management) | $ 236,142,403 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/30/2025 | ||
| 11/20/2024 | ||
| 03/04/2024 | ||
| 07/05/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BUCKMAN ADVISORY GROUP LLC
CRD#: 131688Little Silver, NJ 07739TRUST BUT VERIFY
Monitor Harry Buckman
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