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Gregory P. Phillips

CPC ADVISORS

St. Petersburg, FL 33701

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CRD#: 2202424

Professional summary

Gregory Paul Phillips, who also goes by Greg Phillips, is a registered financial advisor currently at CPC ADVISORS, LLC located in St. Petersburg, Florida and RAYMOND JAMES FINANCIAL SERVICES, INC. located in St. Petersburg, Florida.

Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Gregory has worked at 18 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7, Series 4, Series 9, Series 10 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Greg Phillips

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1)Name of Business: CPC Advisors, LLC Address: 111 2nd Ave NE Ste 1250, Saint Petersburg, FL, 33701-3421, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 11/20/2023 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Director of Compliance

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Paul Phillips's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 13, 2023 - Present

CPC ADVISORS, LLC

Office #1: 111 2nd Avenue Ne Suite 1250, St. Petersburg, FL 33701

RIA

CRD#: 111025

St. Petersburg, FL

Current

August 13, 2019 - Present

RAYMOND JAMES FINANCIAL SERVICES, INC.

Office #1: 111 2nd Avenue Ne Suite 1250, St. Petersburg, FL 33701

BD

CRD#: 6694

St. Petersburg, FL

Past

August 15, 2019 - November 13, 2023

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

St Petersburg, FL

Past

April 30, 2018 - August 15, 2019

RAYMOND JAMES & ASSOCIATES, INC.

RIA

CRD#: 705

ST. PETERSBURG, FL

Past

August 1, 2016 - August 15, 2019

RAYMOND JAMES & ASSOCIATES, INC.

BD

CRD#: 705

ST. PETERSBURG, FL

Past

May 14, 2015 - July 21, 2016

VSR FINANCIAL SERVICES, INC.

BD

CRD#: 14503

OVERLAND PARK, KS

Past

May 14, 2015 - July 21, 2016

GIRARD SECURITIES, INC.

BD

CRD#: 18697

SAN DIEGO, CA

Past

February 10, 2015 - July 21, 2016

SUMMIT BROKERAGE SERVICES, INC.

BD

CRD#: 34643

BOCA RATON, FL

Past

February 10, 2015 - July 21, 2016

LEGEND EQUITIES CORPORATION

BD

CRD#: 30999

PALM BEACH GARDENS, FL

Past

February 10, 2015 - July 21, 2016

INVESTORS CAPITAL CORP.

BD

CRD#: 30613

LYNNFIELD, MA

Past

February 10, 2015 - July 21, 2016

FIRST ALLIED SECURITIES, INC.

BD

CRD#: 32444

SAN DIEGO, CA

Past

February 10, 2015 - July 21, 2016

CETERA INVESTMENT SERVICES LLC

BD

CRD#: 15340

ST. CLOUD, MN

Past

February 10, 2015 - July 21, 2016

CETERA FINANCIAL SPECIALISTS LLC

BD

CRD#: 10358

SCHAUMBURG, IL

Past

February 10, 2015 - July 21, 2016

CETERA ADVISORS LLC

BD

CRD#: 10299

GREENWOOD VILLAGE, CO

Past

February 10, 2015 - July 21, 2016

CETERA WEALTH SERVICES, LLC

BD

CRD#: 13572

EL SEGUNDO, CA

Past

November 19, 2013 - December 31, 2015

J.P. TURNER & COMPANY, L.L.C.

BD

CRD#: 43177

ATLANTA, GA

Past

June 25, 2012 - October 10, 2013

THRIVENT INVESTMENT MANAGEMENT INC.

BD

CRD#: 18387

BELLEAIR BLUFFS, FL

Past

July 23, 2009 - February 27, 2012

COMMONWEALTH CAPITAL SECURITIES CORP.

BD

CRD#: 39979

CLEARWATER, FL

Past

January 4, 1999 - October 20, 2008

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD

CRD#: 6694

ST PETERSBURG, FL

Past

August 6, 1993 - January 4, 1999

ROBERT THOMAS SECURITIES, INC

BD

CRD#: 10147

ST. PETERSBURG, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CA

CPC ADVISORS, LLC

BELLARS HARRIS WEALTH MANAGEMENT | J. THOMPSON ROSS INVESTMENTS | CPC IMPACT INVESTMENTS | CPC IMPACT INVESTING | CPC CONSULTING SERVICES | CPC ADVISORS, LLC | CPC ADVISORS | CONSOLIDATED PLANNING CORPORATION | CONSOLIDATED PLANNING CORP

CRD#: 111025 / SEC#: 801-11913

RIA

Registered Investment Advisory firm - (8/6/1976 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

RR

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR

Alabama
(8/13/2019)

RR

Alaska
(8/13/2019)

RR

Arizona
(8/13/2019)

RR

Arkansas
(8/13/2019)

RR

California
(8/13/2019)

RR

Colorado
(8/13/2019)

RR

Connecticut
(8/13/2019)

RR

Delaware
(8/13/2019)

RR

District of Columbia
(8/13/2019)

RR

Florida
(8/13/2019)

IAR

Florida
(11/26/2023)

RR

Georgia
(8/13/2019)

IAR

Georgia
(11/13/2023)

RR

Hawaii
(8/13/2019)

RR

Idaho
(8/13/2019)

RR

Illinois
(8/13/2019)

RR

Indiana
(8/13/2019)

RR

Iowa
(8/13/2019)

RR

Kansas
(8/13/2019)

RR

Kentucky
(8/13/2019)

RR

Louisiana
(8/13/2019)

RR

Maine
(8/13/2019)

RR

Maryland
(8/13/2019)

RR

Massachusetts
(8/13/2019)

RR

Michigan
(8/13/2019)

RR

Minnesota
(8/13/2019)

RR

Mississippi
(8/13/2019)

RR

Missouri
(8/13/2019)

RR

Montana
(8/13/2019)

RR

Nebraska
(8/13/2019)

RR

Nevada
(8/13/2019)

RR

New Hampshire
(8/13/2019)

RR

New Jersey
(8/13/2019)

RR

New Mexico
(8/13/2019)

RR

New York
(8/13/2019)

RR

North Carolina
(8/13/2019)

RR

North Dakota
(8/13/2019)

RR

Ohio
(8/13/2019)

RR

Oklahoma
(8/13/2019)

RR

Oregon
(8/13/2019)

RR

Pennsylvania
(8/13/2019)

RR

Puerto Rico
(8/13/2019)

RR

Rhode Island
(8/13/2019)

RR

South Carolina
(8/13/2019)

RR

South Dakota
(8/13/2019)

RR

Tennessee
(8/13/2019)

RR

Texas
(8/13/2019)

IAR

Texas
(11/13/2023)

RR

Utah
(8/13/2019)

RR

Vermont
(8/13/2019)

RR

Virgin Islands
(6/23/2021)

RR

Virginia
(8/13/2019)

IAR

Virginia
(11/27/2023)

RR

Washington
(8/13/2019)

RR

West Virginia
(8/13/2019)

RR

Wisconsin
(8/13/2019)

RR

Wyoming
(8/13/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

RR

IAR

Series 66

Date: 4/26/2018

Uniform Combined State Law Examination

State Security Law Exam

RR

Series 63

Date: 2/24/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

RR

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

RR

Series 31

Date: 10/10/2017

Futures Managed Funds Examination

General Industry/Product Exam

RR

Series 7

Date: 8/5/1993

General Securities Representative Examination

Principal/Supervisory Exam

RR

Series 4

Date: 4/19/2017

Registered Options Principal Examination

Principal/Supervisory Exam

RR

Series 9

Date: 11/29/2016

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

RR

Series 10

Date: 10/26/2016

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

RR

Series 24

Date: 12/4/2007

General Securities Principal Examination

SRO Registrations

RR

FINRA

Current Firm

CA

CPC ADVISORS, LLC

BELLARS HARRIS WEALTH MANAGEMENT | J. THOMPSON ROSS INVESTMENTS | CPC IMPACT INVESTMENTS | CPC IMPACT INVESTING | CPC CONSULTING SERVICES | CPC ADVISORS, LLC | CPC ADVISORS | CONSOLIDATED PLANNING CORPORATION | CONSOLIDATED PLANNING CORP

CRD#: 111025 / SEC#: 801-11913

RIA

Registered Investment Advisory firm - (8/6/1976 Approved)

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Contact information

Main Address

1475 Peachtree St. Ne Suite 750, Atlanta, GA 30309

Mailing Address

Phone number

(404) 879-3000

Established

Firm type

Fiscal year end

# of Employees

34

SEC notice filing (31 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CPC ADV PART 2A (10/28/2025)

Regulatory assets under management

Total Number of Accounts	3,696
AUM (Assets Under Management)	$ 2,095,480,549

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CPC ADVISORS, LLC

CRD#: 111025St. Petersburg, FL 33701

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