Daniel E. Cook

SUMMIT WEALTH GROUP

GREENWOOD VILLAGE, CO 80111

Some features on this profile are disabled

CRD#: 2202360

Professional summary

Daniel Earl Cook, CFP®, who also goes by Daniel E Cook, is a registered financial advisor currently at SUMMIT WEALTH GROUP located in Greenwood Village, Colorado.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Daniel has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Daniel E Cook

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. FIXED INSURANCE SALES AT BRANCH LOCATION, INVESTMENT RELATED. 2. SUMMIT WEALTH GROUP, INC. - CHIEF FINANCIAL OFFICER AND PART OWNER OF ENTITY CREATED FOR SECURITIES, ADVISORY, AND INSURANCE BUSINESS; INVESTMENT RELATED. 3. TAX PREPARER & CO-OWNER, SKI TIP CONSULTING GROUP, INC.; ENTITY CREATED FOR TAX & ACCOUNTING BUSINESS. AS OF 1/01/2011; LESS THAN 10% TIME SPENT DURING BUSINESS HOURS; CONDUCTED AT BRANCH; NOT INVESTMENT RELATED 4. TRUSTEE FOR SUMMIT WEALTH GROUP 401(K) PLAN; INVESTMENT RELATED; CONDUCTED AT BRANCH. 5. CO-OWNER, SUMMIT ADVISOR MARKETING, LLC; MARKETING COMPANY; LOCATED IN DILLON, CO; AS OF 7/07/2022; 2% OF TIME SPENT DURING BUSINESS HOURS; NOT CONDUCTED AT BRANCH LOCATION; NOT INVESTMENT RELATED.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Earl Cook's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1997

Experience

Current

April 9, 2025 - Present

SUMMIT WEALTH GROUP

Office #1: 8400 E Prentice Avenue Suite 1115, Greenwood Village, CO 80111

RIA

CRD#: 335242

GREENWOOD VILLAGE, CO

Past

March 16, 2005 - May 1, 2025

COMMONWEALTH FINANCIAL NETWORK

RIA

CRD#: 8032

Greenwood Village, CO

Past

March 16, 2005 - May 1, 2025

COMMONWEALTH FINANCIAL NETWORK

CRD#: 8032

Greenwood Village, CO

Past

January 1, 1999 - March 24, 2005

AVANTAX ADVISORY SERVICES

RIA

CRD#: 104556

CASTLE ROCK, CO

Past

January 22, 1992 - March 17, 2005

AVANTAX INVESTMENT SERVICES, INC.

CRD#: 13686

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SUMMIT WEALTH GROUP

SUMMIT WEALTH GROUP | SUMMIT WEALTH GROUP, INC. | SUMMIT WEALTH GROUP LLC

CRD#: 335242 / SEC#: 801-132262

RIA

Registered Investment Advisory firm - (3/27/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(4/9/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/21/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/2/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/11/1994

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/2/1992

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/3/1996

General Securities Principal Examination

Current Firm

SUMMIT WEALTH GROUP

SUMMIT WEALTH GROUP | SUMMIT WEALTH GROUP, INC. | SUMMIT WEALTH GROUP LLC

CRD#: 335242 / SEC#: 801-132262

RIA

Registered Investment Advisory firm - (3/27/2025 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

13710 Struthers Road, Suite 115, Colorado Springs, CO 80921

Mailing Address

Phone number

(719) 633-4033

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SUMMIT WEALTH GROUP DISCLOSURE BROCHURE (7/21/2025)

Regulatory assets under management

Total Number of Accounts	4,911
AUM (Assets Under Management)	$ 1,353,760,295

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Craig Johlfs

LPL FINANCIAL LLC

IAR

Greenwood Village, CO

Ralph Jones

OPPENHEIMER & CO. INC.

IAR

Denver, CO

Lorie Jones

TANDEM FINANCIAL, LLC

IAR

GREENWOOD VILLAGE, CO

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Daniel E. Cook

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Earl Cook's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMMONWEALTH FINANCIAL NETWORK

COMMONWEALTH FINANCIAL NETWORK

AVANTAX ADVISORY SERVICES

AVANTAX INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

SUMMIT WEALTH GROUP

State Registrations and Notice Filings

Exams

Series 65

Date: 4/21/1999

Series 63

Date: 1/2/1992

SIE

Date: 10/1/2018

Series 7

Date: 1/11/1994

Series 6

Date: 1/2/1992

Series 24

Date: 12/3/1996

Current Firm

SUMMIT WEALTH GROUP

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SUMMIT WEALTH GROUP

TRUST BUT VERIFY

Similar Advisors