Danoo Noor
Professional summary
Danoo Noor SR was barred by both the FINRA and the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Danoo is a previously registered financial professional and started their career in finance in 1992. Prior to being barred, Danoo had worked at 5 firms, which includes J.W. BARCLAY & CO. INC., FIRST CAMBRIDGE SECURITIES CORPORATION, H.J. MEYERS & CO. INC., GRUNTAL & CO. L.L.C., CONTINENTAL BROKER-DEALER CORP..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 14, 1997 - January 11, 1999
J.W. BARCLAY & CO., INC.
March 20, 1997 - May 23, 1997
FIRST CAMBRIDGE SECURITIES CORPORATION
September 1, 1994 - April 4, 1997
H.J. MEYERS & CO., INC.
March 28, 1994 - September 19, 1994
GRUNTAL & CO., L.L.C.
November 12, 1992 - March 31, 1994
CONTINENTAL BROKER-DEALER CORP.
State Registrations and Notice Filings
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Exams
Current Firm
J.W. BARCLAY & CO., INC.
CRD#: 23350 / SEC#: , 8-40351
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Civil Event | 1 |
| Arbitration | 19 |
Red Flags
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