Timothy J. Gilleylen
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy James Gilleylen, who also goes by Tim Gilleylen, Tj Gilleylen, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1992. Timothy had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 7, Series 9, Series 10, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 14, 2020 - July 1, 2021
CETERA INVESTMENT ADVISERS LLC
October 12, 2020 - July 1, 2021
CETERA INVESTMENT SERVICES LLC
November 2, 2018 - October 4, 2019
CITIZENS SECURITIES, INC.
October 31, 2018 - October 4, 2019
CITIZENS SECURITIES, INC.
April 15, 2014 - November 1, 2018
PNC WEALTH MANAGEMENT LLC
April 7, 2014 - November 1, 2018
PNC WEALTH MANAGEMENT LLC
December 14, 2010 - April 14, 2014
OSAIC FA, INC.
December 8, 2010 - April 14, 2014
OSAIC FA, INC.
June 1, 2009 - November 12, 2010
MORGAN STANLEY
June 1, 2009 - November 12, 2010
MORGAN STANLEY
October 6, 2004 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
July 31, 1993 - June 1, 2009
CITIGROUP GLOBAL MARKETS INC.
January 22, 1992 - July 31, 1993
LEHMAN BROTHERS INC.
Primary Firm SEC Registration
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 12/9/1998
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644 / SEC#: 801-20406
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
