Russell B. Adelmann

ADELMANN FINANCIAL

Colorado Springs, CO 80920

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CRD#: 2202065

Professional summary

Russell Brayton Adelmann, CFP®, who also goes by Russ Brayton Adelmann, is a registered financial advisor currently at ADELMANN FINANCIAL, INC. located in Colorado Springs, Colorado.

Russell is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Russell has worked at 3 firms and has passed the Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Russ Brayton Adelmann

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Russell Brayton Adelmann's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2005

Experience

Current

January 1, 1999 - Present

ADELMANN FINANCIAL, INC.

Office #1: 1295 Kelly Johnson Blvd Suite 200, Colorado Springs, CO 80920

RIA

CRD#: 114825

Colorado Springs, CO

Past

June 7, 2001 - April 5, 2004

INTERVEST INTERNATIONAL EQUITIES CORPORATION

CRD#: 20289

COLORADO SPRINGS, CO

Past

June 17, 1994 - November 30, 1999

INTERVEST INTERNATIONAL EQUITIES CORPORATION

CRD#: 20289

COLORADO SPRINGS, CO

Past

April 21, 1992 - July 1, 1994

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(1/1/1999)

IAR

Texas
(5/7/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 5/11/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/20/1992

General Securities Representative Examination

Current Firm

ADELMANN FINANCIAL, INC.

ADELMANN FINANCIAL, INC. | RUSSELL B. ADELMANN | ASSET MANAGEMENT AND TIMING SERVICE, INC.

CRD#: 114825 / SEC#: 801-69390

RIA

Registered Investment Advisory firm - (5/5/2011 Terminated)

Colorado

Registered Investment Advisory firm - (3/31/2011 Approved)

Texas

Registered Investment Advisory firm - (5/4/2018 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1295 Kelly Johnson Blvd. Suite 200, Colorado Springs, CO 80920

Mailing Address

Phone number

(719) 599-7374

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	336
AUM (Assets Under Management)	$ 92,420,212

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Russell B. Adelmann

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Russell Brayton Adelmann's CRS (Customer Relationship Summary).

Certified licenses

Experience

ADELMANN FINANCIAL, INC.

INTERVEST INTERNATIONAL EQUITIES CORPORATION

INTERVEST INTERNATIONAL EQUITIES CORPORATION

WELLS FARGO CLEARING SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 5/11/1992

Series 7

Date: 4/20/1992

Current Firm

ADELMANN FINANCIAL, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ADELMANN FINANCIAL, INC.

TRUST BUT VERIFY

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