Douglas E. Gustin

TECKMEYER FINANCIAL SERVICES, L.L.C.

Omaha, NE 68137

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CRD#: 2202043

Professional summary

Douglas Edward Gustin, who also goes by Doug Gustin, is a registered financial professional currently at TECKMEYER FINANCIAL SERVICES, L.L.C. located in Omaha, Nebraska.

Douglas is registered as a RR (Registered Representative) and started their career in finance in 1992. Douglas has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 22, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Doug Gustin

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Douglas Edward Gustin's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 19, 2000 - Present

TECKMEYER FINANCIAL SERVICES, L.L.C.

Office #1: 11104 John Galt Blvd., Omaha, NE 68137Office #2: 11104 John Galt Blvd., Omaha, NE 68137-2307

RIA

CRD#: 39000

Omaha, NE

Past

May 20, 1998 - May 19, 2000

GWR INVESTMENTS, INC.

CRD#: 25312

OMAHA, NE

Past

April 13, 1998 - May 5, 1998

GWR INVESTMENTS, INC.

CRD#: 25312

Past

March 10, 1992 - April 16, 1998

QA3 FINANCIAL CORP.

CRD#: 14754

OMAHA, NE

Past

February 27, 1992 - March 25, 1992

VOYA FINANCIAL ADVISORS, INC.

CRD#: 2882

WINDSOR, CT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(11/23/2023)

Iowa
(4/19/2000)

Nebraska
(4/19/2000)

New York
(1/21/2019)

Texas
(7/19/2017)

Exams

State Security Law Exam

Series 63

Date: 3/3/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/21/1993

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 11/27/1992

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 2/26/1992

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 5/5/1999

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

TECKMEYER FINANCIAL SERVICES, L.L.C.

CRD#: 39000 / SEC#: , 8-48501

Iowa

Registered Investment Advisory firm - SEC (5/12/2010 Approved)

Kansas

Registered Investment Advisory firm - SEC (11/17/2025 Terminated)

Nebraska

Registered Investment Advisory firm - SEC (10/25/2006 Approved)

Broker-Dealer Firm Regulated by FINRA (Kansas City district office)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

11104 John Galt Blvd., Omaha, NE 68137

Mailing Address

11104 John Galt Blvd., Omaha, NE 68137-2307

Phone number

(402) 331-8600

Established

Nebraska since 05/01/1995

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (23 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
TECKMEYER, THOMAS NEIL	PRESIDENT/CCO	1236532
TECKMEYER, LORI LYNN	CO-OWNER	2646251
OSS, STEVEN MICHAEL	CHIEF FINANCIAL OFFICER	4696804

Regulatory assets under management

Total Number of Accounts	37
AUM (Assets Under Management)	$ 44,057,525

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Douglas E. Gustin

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Douglas Edward Gustin's CRS (Customer Relationship Summary).

Certified licenses

Experience

GWR INVESTMENTS, INC.

GWR INVESTMENTS, INC.

QA3 FINANCIAL CORP.

VOYA FINANCIAL ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 3/3/1992

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 7/21/1993

Series 22

Date: 11/27/1992

Series 6

Date: 2/26/1992

Series 24

Date: 5/5/1999

FINRA

Current Firm

TECKMEYER FINANCIAL SERVICES, L.L.C.

Contact information

FINRA licenses (23 States and Territories)

Documents

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

TECKMEYER FINANCIAL SERVICES, L.L.C.

TRUST BUT VERIFY

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