Douglas Edward Gustin
Professional Summary
Douglas Edward Gustin, who also goes by Doug Gustin, is a registered financial advisor currently at TECKMEYER FINANCIAL SERVICES, L.L.C. located in Omaha, Nebraska. Douglas is registered as a RR (Registered Representative) and started their career in finance in 1992. Douglas has worked at 4 firms and has passed the Series 63, Series 99TO, SIE, Series 7, Series 22, Series 6 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Doug Gustin
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Videos & Posts
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
34 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
TECKMEYER FINANCIAL SERVICES, L.L.C.
Contact Information
Main Address
11104 John Galt Blvd., Omaha, NE 68137Mailing Address
11104 John Galt Blvd., Omaha, NE 68137-2307Phone Number
(402) 331-8600Established
Nebraska since 05/01/1995Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
Small# of Employees
7FINRA licenses (22 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Regulatory Assets Under Management
Total Number of Accounts
44AUM (Assets Under Management)
$51,602,611Disclosures
Regulatory Event
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(11/23/2023)
(4/19/2000)
(4/19/2000)
(1/21/2019)
(7/19/2017)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 22 — Direct Participation Programs Representative Examination
Passed Nov 1992About the Series 22 examSeries 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Feb 1992About the Series 6 examSRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Douglas Edward Gustin's CRS (Customer Relationship Summary).
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