Samuel F. Cherry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Samuel Franklin Cherry, who also goes by Sam Cherry, Samuel F Cherry, was a registered financial professional .
Samuel is a previously registered financial professional and started their career in finance in 1992. Samuel had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 18, 2003 - December 31, 2018
QUEST CAPITAL STRATEGIES, INC.
January 5, 1999 - July 16, 2003
PAN-AMERICAN FINANCIAL ADVISERS
January 2, 1997 - December 31, 1998
THE INVESTMENT CENTER, INC.
June 23, 1995 - December 31, 1996
WOODBURY FINANCIAL SERVICES, INC.
August 25, 1994 - July 21, 1995
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
August 25, 1994 - July 21, 1995
SIGNATOR INVESTORS, INC.
July 20, 1993 - July 21, 1994
PRUCO SECURITIES, LLC.
January 27, 1992 - June 23, 1993
PRINCIPAL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
QUEST CAPITAL STRATEGIES, INC.
CRD#: 16783 / SEC#: 801-77927, 8-34532
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 6 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
