Ansel C. Kay
Professional summary
Ansel Calhoun Kay IV, who also goes by Ansel Calhoun Kay, is a registered financial professional currently at SAYBRUS EQUITY SERVICES, LLC located in Palm Beach Gardens, Florida.
Ansel is registered as a RR (Registered Representative) and started their career in finance in 1992. Ansel has worked at 6 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ansel Calhoun Kay IV's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 2, 2019 - Present
SAYBRUS EQUITY SERVICES, LLC
April 28, 2015 - October 23, 2019
WELLS FARGO CLEARING SERVICES, LLC
January 4, 2011 - October 23, 2019
WELLS FARGO CLEARING SERVICES, LLC
April 5, 2006 - December 31, 2010
WELLS FARGO INSURANCE SERVICES INVESTMENT ADVISORS, INC.
September 3, 2002 - April 3, 2006
WELLS FARGO CLEARING SERVICES, LLC
March 1, 1996 - August 30, 2002
MML INVESTORS SERVICES, LLC
August 24, 1993 - December 31, 1994
WOODBURY FINANCIAL SERVICES, INC.
April 10, 1992 - March 1, 1996
G. R. PHELPS & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/18/2024)
(10/2/2019)
(10/6/2020)
Exams
FINRA
Current Firm
SAYBRUS EQUITY SERVICES, LLC
CRD#: 153319 / SEC#: , 8-68521
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SAYBRUS HOLDINGS, LLC | PARENT COMPANY | |
| ALI, AZIZ | VICE PRESIDENT | 5030560 |
| CASSIDY, EDWARD WILLIAM JR | EXEC. VP / INTERNAL DIRECTOR | 1606787 |
| COSTENBADER, WALTER RUSSELL | FINOP | 1828345 |
| HALPERIN, JEFFREY PAUL | INTERNAL DIRECTOR | 2899327 |
| LOWE, MOIRA CRONAN | PRESIDENT / CEO / INTERNAL DIRECTOR | 4076427 |
| MOORE, GIDEON CLOYES | CHIEF LEGAL OFFICER | 7011735 |
| SADOWSKI, ADAM MARK | ASSISTANT VICE PRESIDENT | 4578505 |
| SIINO, KATHERINE MARY | AVP & CHIEF COMPLIANCE OFFICER | 1666402 |
| TOMKO, CHRISTINE | CFO, PFO, POO | 6989991 |
| VIETRI, MICHAEL JOSEPH | INTERNAL DIRECTOR | 1068983 |
Red Flags
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