Lori M. Kuhlmann
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lori Marie Kuhlmann was a registered financial professional .
Lori is a previously registered financial professional and started their career in finance in 1992. Lori had worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 3, 1999 - January 29, 2021
WEITZ SECURITIES, INC.
July 19, 1996 - August 16, 1999
CITISTREET EQUITIES LLC
July 31, 1993 - April 12, 1996
CITIGROUP GLOBAL MARKETS INC.
January 23, 1992 - July 31, 1993
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
WEITZ SECURITIES, INC.
CRD#: 17673 / SEC#: , 8-35603
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| WEITZ, WALLACE ROGER | PRESIDENT; DIRECTOR | 462632 |
| BENNETT, SHAR MARIE | VICE PRESIDENT, TREASURER | 4224171 |
| BOYNE, JAMES JOSEPH | VICE PRESIDENT, ASSISTANT TREASURER | 2370445 |
| DETISCH, JOHN ROBERT | VICE PRESIDENT, SECRETARY, CHIEF COMPLIANCE OFFICER | 5895775 |
| DORSEY, LORI ANN | VICE PRESIDENT | 2077073 |
| WEITZ, ANDREW STEVEN | SENIOR VICE PRESIDENT; DIRECTOR | 3070689 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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