David J. Bunt

BANCTRUST SECURITIES USA

NEW YORK, NY 10020

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CRD#: 2201693

Professional summary

David John Bunt is a registered financial professional currently at BANCTRUST SECURITIES USA located in New York, New York.

David is registered as a RR (Registered Representative) and started their career in finance in 1992. David has worked at 15 firms and has passed the Series 63, Series 99TO, Series 3, Series 57TO, SIE, Series 87, Series 55, Series 7, Series 14, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 23, 2024 - Present

BANCTRUST SECURITIES USA

Office #1: 1 Rockefeller Plaza 28th Floor, New York, NY 10020

CRD#: 313116

NEW YORK, NY

Past

December 6, 2022 - April 22, 2024

MARCO POLO SECURITIES INC.

CRD#: 46561

New York, NY

Past

November 3, 2017 - November 30, 2022

GREENLEYS CAPITAL MARKETS LLP

CRD#: 168558

New York, NY

Past

May 24, 2016 - May 19, 2017

BGC FINANCIAL, L.P.

CRD#: 19801

NEW YORK, NY

Past

February 11, 2014 - May 18, 2016

PORTALES PARTNERS, LLC

CRD#: 112311

NEW YORK, NY

Past

March 16, 2010 - July 25, 2013

MIZUHO SECURITIES USA LLC

CRD#: 19647

NEW YORK, NY

Past

January 4, 2010 - March 8, 2010

W.A. CAPITAL MARKETS

CRD#: 6292

NEW YORK, NY

Past

March 2, 2009 - July 13, 2009

W.A. CAPITAL MARKETS

CRD#: 6292

NEW YORK, NY

Past

December 1, 2008 - March 19, 2009

NOBLE CAPITAL MARKETS, INC.

CRD#: 15768

NEW YORK, NY

Past

January 31, 2005 - November 17, 2008

CANACCORD GENUITY LLC

CRD#: 1020

NEW YORK, NY

Past

August 13, 2003 - February 2, 2005

SANDERS MORRIS LLC

CRD#: 20580

HOUSTON, TX

Past

July 22, 2002 - July 28, 2003

NATIONAL BANK OF CANADA FINANCIAL INC.

CRD#: 22698

NEW YORK, NY

Past

August 3, 2000 - June 4, 2002

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

Past

October 14, 1994 - July 12, 2000

GLEACHER & COMPANY SECURITIES, INC.

CRD#: 298

NEW YORK, NY

Past

March 22, 1993 - August 24, 1994

BARINGTON CAPITAL GROUP, L.P.

CRD#: 29383

NEW YORK, NY

Past

February 10, 1992 - April 20, 1993

COMMONWEALTH ASSOCIATES

CRD#: 20833

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New York
(4/23/2024)

Exams

State Security Law Exam

Series 63

Date: 2/12/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 9/2/2025

Operations Professional Examination

General Industry/Product Exam

Series 3

Date: 11/20/2023

National Commodity Futures Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 87

Date: 7/8/2016

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 55

Date: 10/2/2015

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 2/7/1992

General Securities Representative Examination

Principal/Supervisory Exam

Series 14

Date: 1/2/2023

Compliance Officer Examination

Principal/Supervisory Exam

Series 4

Date: 3/8/2017

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 4/2/2011

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

BANCTRUST SECURITIES USA

BANCTRUST & CO. | BTCO SECURITIES LLC | BANCTRUST SECURITIES USA

CRD#: 313116 / SEC#: , 8-70708

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

1 Rockefeller Plaza 28th Floor, New York, NY 10020

Mailing Address

1 Rockefeller Plaza, New York, NY 10020

Phone number

(212) 466-6512

Established

Delaware since 03/09/2016

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
BTCM HOLDINGS LLC	OWNER
BUNT, DAVID JOHN	CCO,COO	2201693
FUENMAYOR, CARLOS RICARDO	CEO, PRINCIPAL & DIRECTOR	4055839
GRAY, JOHN CLARKE	FINANCIAL AND OPERATIONS PRINCIPAL (FINOP)	1367440

Red Flags

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Firm Stability Insights

David J. Bunt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David John Bunt's CRS (Customer Relationship Summary).

Certified licenses

Experience

MARCO POLO SECURITIES INC.

GREENLEYS CAPITAL MARKETS LLP

BGC FINANCIAL, L.P.

PORTALES PARTNERS, LLC

MIZUHO SECURITIES USA LLC

W.A. CAPITAL MARKETS

W.A. CAPITAL MARKETS

NOBLE CAPITAL MARKETS, INC.

CANACCORD GENUITY LLC

SANDERS MORRIS LLC

NATIONAL BANK OF CANADA FINANCIAL INC.

DEUTSCHE BANK SECURITIES INC.

GLEACHER & COMPANY SECURITIES, INC.

BARINGTON CAPITAL GROUP, L.P.

COMMONWEALTH ASSOCIATES

State Registrations and Notice Filings

Exams

Series 63

Date: 2/12/1992

Series 99TO

Date: 9/2/2025

Series 3

Date: 11/20/2023

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 87

Date: 7/8/2016

Series 55

Date: 10/2/2015

Series 7

Date: 2/7/1992

Series 14

Date: 1/2/2023

Series 4

Date: 3/8/2017

Series 24

Date: 4/2/2011

FINRA

Current Firm

BANCTRUST SECURITIES USA

Contact information

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

BANCTRUST SECURITIES USA

TRUST BUT VERIFY

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