Wayne A. Pampaloni

SAX WEALTH ADVISORS

MYRTLE BEACH, SC

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CRD#: 2201691

Professional summary

Wayne Albert Pampaloni, CFP®, who also goes by Wayne A Pampaloni, is a registered financial advisor currently at SAX WEALTH ADVISORS, LLC located in Myrtle Beach, South Carolina.

Wayne is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Wayne has worked at 9 firms and has passed the Series 66, Series 63, Series 62, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

What are your service offerings?

Retirement Planning

Insurance Planning

Comprehensive Financial Planni...

Employee and Employer Plan Ben...

Retirement Income Management

Are you a "fiduciary"?

Yes

Aliases

Wayne A Pampaloni

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

-1- ACORN FINANCIAL ADVISORY SERVICES, INC. AND ACORN FINANCIAL SERVICES, INC.; INVESTMENT RELATED; 1875 CAMPUS COMMONS DRIVE, SUITE 100 RESTON, VA 20191; REGISTERED INVESTMENT ADVISER AND SERVICING COMPANY FOR RIA; INVESTMENT ADVISER REPRESENTATIVE AND INDEPENDENT CONTRACTOR; 120 HOURS/MONTH, DURING TRADING; FINANCIAL PLANNING, INVESTMENT ADVICE AND INSURANCE ANALYSIS. -2- FIXED INSURANCE; NOT INVESTMENT RELATED, 1112 COPPERFIELD CIRCLE MACCLENNEY, FL 32063; START 11/1990; INSURANCE AGENT FOR VARIOUS AGENCIES AND CARRIERS, LIFE, DISABILITY, LONG TERM CARE, FIXED ANNUITIES, CRITICAL ILLNESS, 5 HR/MONTH, 5 DURING TRADING

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wayne Albert Pampaloni's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

January 19, 2025 - Present

SAX WEALTH ADVISORS, LLC

RIA

CRD#: 119193

MYRTLE BEACH, SC

Past

November 10, 2022 - February 10, 2025

GREAT POINT CAPITAL LLC

CRD#: 114203

CHICAGO, IL

Past

August 18, 2016 - January 31, 2025

ACORN FINANCIAL ADVISORY SERVICES, INC.

RIA

CRD#: 116763

RESTON, VA

Past

August 16, 2016 - November 11, 2022

THE STRATEGIC FINANCIAL ALLIANCE, INC.

CRD#: 126514

Myrtle Beach, SC

Past

January 14, 2014 - August 10, 2016

LPL FINANCIAL LLC

RIA

CRD#: 6413

LEESBURG, VA

Past

January 14, 2014 - August 10, 2016

LPL FINANCIAL LLC

CRD#: 6413

LEESBURG, VA

Past

March 1, 2004 - January 17, 2014

GROVE POINT INVESTMENTS, LLC

RIA

CRD#: 1763

LEESBURG, VA

Past

March 1, 2004 - January 17, 2014

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

LEESBURG, VA

Past

August 19, 2003 - March 4, 2004

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

VIENNA, VA

Past

May 19, 2003 - March 4, 2004

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

January 23, 2003 - March 27, 2003

NATIONAL PLANNING CORPORATION

CRD#: 29604

LOS ANGELES, CA

Past

August 1, 1997 - December 31, 2002

GROVE POINT INVESTMENTS, LLC

CRD#: 1763

ROCKVILLE, MD

Past

January 9, 1992 - August 7, 1997

HORNOR, TOWNSEND & KENT, LLC

CRD#: 4031

CONSHOHOCKEN, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SAX WEALTH ADVISORS, LLC

SAX WEALTH ADVISORS, LLC | SMF FINANCIAL ADVISORS, LLC

CRD#: 119193 / SEC#: 801-68788

RIA

Registered Investment Advisory firm - (2/28/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(2/20/2025)

IAR

South Carolina
(1/19/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/6/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/12/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 62

Date: 1/2/2023

Corporate Securities Limited Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/27/2003

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 1/8/1992

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/16/2003

General Securities Principal Examination

Current Firm

SAX WEALTH ADVISORS, LLC

SAX WEALTH ADVISORS, LLC | SMF FINANCIAL ADVISORS, LLC

CRD#: 119193 / SEC#: 801-68788

RIA

Registered Investment Advisory firm - (2/28/2008 Approved)

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Contact information

Main Address

389 Interpace Parkway Suite 3, Parsippany, NJ 07054

Mailing Address

Phone number

(973) 859-2199

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (30 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SAX WEALTH ADVISORS, LLC FORM ADV PART 2A (11/3/2025)

Regulatory assets under management

Total Number of Accounts	3,685
AUM (Assets Under Management)	$ 2,440,851,802

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/21/2025	Cover Page	Report
12/11/2024	Cover Page	Report
01/23/2024	Cover Page	Report
02/21/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Wayne A. Pampaloni

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Wayne Albert Pampaloni's CRS (Customer Relationship Summary).

Certified licenses

Experience

GREAT POINT CAPITAL LLC

ACORN FINANCIAL ADVISORY SERVICES, INC.

THE STRATEGIC FINANCIAL ALLIANCE, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

GROVE POINT INVESTMENTS, LLC

GROVE POINT INVESTMENTS, LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

NATIONAL PLANNING CORPORATION

GROVE POINT INVESTMENTS, LLC

HORNOR, TOWNSEND & KENT, LLC

Primary Firm SEC Registration

SAX WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/6/2003

Series 63

Date: 6/12/1992

Series 62

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 5/27/2003

Series 6

Date: 1/8/1992

Series 24

Date: 6/16/2003

Current Firm

SAX WEALTH ADVISORS, LLC

Contact information

SEC notice filing (30 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

SAX WEALTH ADVISORS, LLC

TRUST BUT VERIFY

Contact information

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