Martin B. Strudwick
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Martin Barry Strudwick, who also goes by Martin Strudwick, was a registered financial professional .
Martin is a previously registered financial professional and started their career in finance in 1999. Martin had worked at 1 firm and has passed the Series 65 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 21, 2018 - June 5, 2020
STRUDWICK WEALTH STRATEGIES INC
March 11, 1999 - December 31, 2016
STRUDWICK WEALTH STRATEGIES INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 8/18/1992
Non-Member General Securities ExaminationCurrent Firm
STRUDWICK WEALTH STRATEGIES INC
CRD#: 108483 / SEC#: 801-57771
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
