Jean E. Sinclair

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CRD#: 2201521

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Jean Elizabeth Sinclair, CFP®, who also goes by Jean Sinclair, was a registered financial professional .

Jean is a previously registered financial professional and started their career in finance in 2001. Jean had worked at 2 firms and has passed the Series 2 exam.

Biography

Over time we have learned that we work best with people who share our belief that money is a tool, and who possess the following characteristics:


	The desire and motivation to improve their financial situation and decision making
	A willingness and the ability to take action
	The ability to communicate openly and honestly


We work with clients of varying demographics, but most of our clients are:


	Working or retired professionals and executives
	People going through life transitions, such as retirement, a change in marital status (through marriage, divorce or widowhood)
	Women on their own
	Retirees

Question & Answer

What are your service offerings?

Investment Planning

Retirement Planning

Life Transitions

Retirement Income Management

Do you have an area of expertise or specialization?

Fixed Fee (Subscription, Retai...

High Net Worth Client Needs

Hourly

Investment Advice with Ongoing...

Investment Advice without Ongo...

Retirement Planning & Distribu...

What is your minimum asset requirement?

Are you a "fiduciary"?

Aliases

Jean Sinclair

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Insider's Forum, LLC, which is not investment-related. The business address is 106 Uncle Coss Pond, Columbus, NC 28722 and I am one of the managing members and a minority owner. The business has produced one event annually since 2013. My duties are primarily site, food & beverage selection, program co-development, overseeing the conference manager and webmaster, and reporting. This requires less than 15 hours a month, of which less than 4 hours occurs during trading hours.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1992

Experience

Past

April 7, 2022 - September 11, 2023

THE MATHER GROUP, LLC

RIA

CRD#: 156005

Columbus, NC

Past

August 27, 2001 - April 5, 2022

AVENUE ADVISORS, LLC

RIA

CRD#: 122233

SAN DIEGO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE MATHER GROUP, LLC

LEGACY AT TMG (FAMILY OFFICE) | THE MATHER GROUP, LLC | THE MATHER GROUP, INC.

CRD#: 156005 / SEC#: 801-72156

RIA

Registered Investment Advisory firm - (2/18/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 2

Date: 12/10/1991

Non-Member General Securities Examination

Current Firm

THE MATHER GROUP, LLC

LEGACY AT TMG (FAMILY OFFICE) | THE MATHER GROUP, LLC | THE MATHER GROUP, INC.

CRD#: 156005 / SEC#: 801-72156

RIA

Registered Investment Advisory firm - (2/18/2011 Approved)

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Contact information

Main Address

353 N. Clark Street Suite 2775, Chicago, IL 60654

Mailing Address

Phone number

(888) 537-1080

Established

Firm type

Fiscal year end

# of Employees

186

SEC notice filing (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A (11/10/2025)

Regulatory assets under management

Total Number of Accounts	16,285
AUM (Assets Under Management)	$ 11,710,038,016

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/25/2025	Cover Page	Report
08/28/2023	Cover Page	Report
01/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

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Jean E. Sinclair

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

THE MATHER GROUP, LLC

AVENUE ADVISORS, LLC

Primary Firm SEC Registration

THE MATHER GROUP, LLC

State Registrations and Notice Filings

Exams

Series 2

Date: 12/10/1991

Current Firm

THE MATHER GROUP, LLC

Contact information

SEC notice filing (51 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

THE MATHER GROUP, LLC

TRUST BUT VERIFY

Contact information

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