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Colin A. Studds

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CRD#: 2201229
CS

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Colin Auld Studds III was a registered financial professional .

Colin is a previously registered financial professional and started their career in finance in 1994. Colin had worked at 1 firm and has passed the Series 65 exam.

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

January 12, 2009 - August 16, 2016

COURIER CAPITAL CORPORATION

RIA
CRD#: 109908
BUFFALO, NY
Past

October 9, 1994 - December 31, 2008

COURIER CAPITAL CORPORATION

RIA
CRD#: 109908
BOSTON, MA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 12/10/1991
Uniform Investment Adviser Law Examination

Current Firm


CC
COURIER CAPITAL CORPORATION
COURIER CAPITAL CORP | COURIER CAPITAL CORPORATION

CRD#: 109908 / SEC#: 801-7457

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Contact information


Main Address
1114 Delaware Avenue, Buffalo, NY 14209
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents


Latest Form ADV

Part 2 Brochures

COURIER CAPITAL CORPORATION - FORM ADV PART 2A (4/12/2016)

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


COURIER CAPITAL CORPORATION

CRD#: 109908

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