Douglas B. Jacobson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Douglas Bradley Jacobson was a registered financial professional .
Douglas is a previously registered financial professional and started their career in finance in 1992. Douglas had worked at 11 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 4, 2013 - April 9, 2014
BUCKMAN ADVISORY GROUP LLC
January 6, 2011 - April 3, 2014
BUCKMAN, BUCKMAN & REID, INC.
June 26, 2009 - December 31, 2010
SUMMIT BROKERAGE SERVICES, INC.
December 3, 2002 - June 2, 2009
LPL FINANCIAL LLC
January 5, 2001 - December 18, 2002
ADVEST, INC.
March 7, 1996 - January 11, 2001
GRUNTAL & CO., L.L.C.
February 10, 1994 - March 27, 1996
CIBC WORLD MARKETS CORP.
April 21, 1993 - February 11, 1994
DUKE & CO., INC.
April 15, 1993 - April 20, 1993
PRUDENTIAL EQUITY GROUP, LLC
June 30, 1992 - January 22, 1993
LADENBURG THALMANN & CO. INC.
January 7, 1992 - June 27, 1992
PRIME CHARTER LTD.
Primary Firm SEC Registration
BUCKMAN ADVISORY GROUP LLC
CRD#: 131688 / SEC#: 801-63540
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BUCKMAN ADVISORY GROUP LLC
CRD#: 131688 / SEC#: 801-63540
Contact information
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 834 |
| AUM (Assets Under Management) | $ 236,142,403 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 04/30/2025 | ||
| 11/20/2024 | ||
| 03/04/2024 | ||
| 07/05/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
