Karyn Nicolina Smith
Professional Summary
Karyn Nicolina Smith, who also goes by Karen Smith, Karyn N Smith, is a registered financial advisor currently at SMITH CFP, KARYN located in Normal, Illinois. Karyn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Karyn has worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Karen Smith, Karyn N Smith
Similar Advisors
STATE FARM VP MANAGEMENT CORP.
Videos & Posts
This advisor has not added any videos or posts yet.
Similar Advisors
STATE FARM VP MANAGEMENT CORP.
Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
Similar Advisors
STATE FARM VP MANAGEMENT CORP.
Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
Similar Advisors
STATE FARM VP MANAGEMENT CORP.
Years of Experience
34 years in the financial services industry
Current & Past Employments
Similar Advisors
STATE FARM VP MANAGEMENT CORP.
Current Firm
SMITH CFP, KARYN | SMITH, KARYN
Contact Information
Main Address
1106 Sheridan Road, Normal, IL 61761Phone Number
(404) 583-2732# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
2AUM (Assets Under Management)
$600,000Similar Advisors
STATE FARM VP MANAGEMENT CORP.
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Similar Advisors
STATE FARM VP MANAGEMENT CORP.
State Registrations and Notice Filings
(10/24/2022)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Dec 1991About the Series 6 examSimilar Advisors
STATE FARM VP MANAGEMENT CORP.
CRS (Client Relationship Summary) - RIA
Click below to view Karyn Nicolina Smith's CRS (Customer Relationship Summary).
Similar Advisors
STATE FARM VP MANAGEMENT CORP.
