Jerry S. Lund
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jerry Stephan Lund, who also goes by Jerry S Lund, was a registered financial advisor .
Jerry is a previously registered financial advisor and started their career in finance in 1992. Jerry had worked at 5 firms and has passed the Series 63, Series 7, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 1, 1999 - March 5, 2015
PROVEST
December 21, 1998 - February 25, 2003
OMNIVEST, INC.
May 19, 1992 - February 14, 1997
SUNAMERICA SECURITIES, INC.
January 27, 1992 - May 19, 1992
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
January 6, 1992 - January 30, 1992
FIRST CHOICE SECURITIES CORP.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
PROVEST
CRD#: 112965 / SEC#:
Contact information
Red Flags
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