Carl F. Feldman

FELDMAN FINANCIAL SERVICES

Forked River, NJ 08731

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CRD#: 2201025

Professional summary

Carl Francis Feldman is a registered financial advisor currently at FELDMAN FINANCIAL SERVICES, LLC located in Forked River, New Jersey.

Carl is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Carl has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Managing Member Carl Feldman is also an independently licensed insurance agent. Approximately 60% of his time is spent in this practice.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carl Francis Feldman's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 29, 2017 - Present

FELDMAN FINANCIAL SERVICES, LLC

Office #1: 429 Lacey Road, Forked River, NJ 08731

RIA

CRD#: 287685

Forked River, NJ

Past

August 11, 2011 - May 1, 2015

REALTA EQUITIES, INC.

CRD#: 23769

WILMINGTON, DE

Past

March 27, 2006 - August 3, 2011

BEDMINSTER FINANCIAL GROUP, LIMITED

CRD#: 39916

HOLICONG, PA

Past

January 28, 1999 - March 28, 2006

WORLD INVESTMENTS, LLC

CRD#: 20626

LINCROFT, NJ

Past

December 17, 1998 - August 17, 2001

HIMCO DISTRIBUTION SERVICES COMPANY

CRD#: 6604

HARTFORD, CT

Past

September 13, 1996 - November 19, 1998

VERAVEST INVESTMENTS, INC.

CRD#: 3960

WORCESTER, MA

Past

January 6, 1992 - December 10, 1993

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

CRD#: 680

NEWARK, NJ

Past

January 6, 1992 - September 17, 1996

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(3/29/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/9/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/22/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/1/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/25/1997

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 12/24/1991

Investment Company Products/Variable Contracts Representative Examination

Current Firm

FELDMAN FINANCIAL SERVICES, LLC

CRD#: 287685 / SEC#:

New Jersey

Registered Investment Advisory firm - (3/29/2017 Approved)

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Contact information

Main Address

429 Lacey Road, Forked River, NJ 08731

Mailing Address

Phone number

(609) 242-5480

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Carl F. Feldman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carl Francis Feldman's CRS (Customer Relationship Summary).

Certified licenses

Experience

REALTA EQUITIES, INC.

BEDMINSTER FINANCIAL GROUP, LIMITED

WORLD INVESTMENTS, LLC

HIMCO DISTRIBUTION SERVICES COMPANY

VERAVEST INVESTMENTS, INC.

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA

PRUCO SECURITIES, LLC.

State Registrations and Notice Filings

Exams

Series 65

Date: 1/9/2017

Series 63

Date: 1/22/1996

SIE

Date: 5/1/2015

Series 7

Date: 3/25/1997

Series 6

Date: 12/24/1991

Current Firm

FELDMAN FINANCIAL SERVICES, LLC

Contact information

Documents

Red Flags

Company Information

FELDMAN FINANCIAL SERVICES, LLC

TRUST BUT VERIFY

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