Kevin Lam
Professional summary
Kevin Lam, who also goes by Shu Tong Lam, is a registered financial advisor currently at ELDRIDGE STREET ASSET MANAGEMENT, LLC located in Irvine, California.
Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Kevin has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Kevin Lam's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 25, 2015 - Present
ELDRIDGE STREET ASSET MANAGEMENT, LLC
December 13, 1999 - January 11, 2000
ABN AMRO SECURITIES LLC
May 24, 1994 - August 20, 1999
DAIWA CAPITAL MARKETS AMERICA INC.
February 24, 1992 - October 12, 1993
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/25/2015)
Exams
Current Firm
ELDRIDGE STREET ASSET MANAGEMENT, LLC
CRD#: 175355 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 32 |
| AUM (Assets Under Management) | $ 12,418,414 |
Red Flags
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