Mark C. Crowley
Professional summary
Mark C. Crowley, who also goes by Mark Christopher Crowley, Mark Crowley, is a registered financial professional currently at NATIONAL FINANCIAL SERVICES LLC located in Merrimack, New Hampshire.
Mark is registered as a RR (Registered Representative) and started their career in finance in 1992. Mark has worked at 6 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Mark C. Crowley's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 14, 2026 - Present
NATIONAL FINANCIAL SERVICES LLC
Office #1: One Spartan Way, Merrimack, NH 03054January 24, 2025 - April 3, 2025
OSAIC WEALTH, INC.
January 24, 2025 - April 3, 2025
OSAIC WEALTH, INC.
March 17, 2011 - January 24, 2025
OSAIC FS, INC.
July 25, 2007 - January 24, 2025
OSAIC FA, INC.
October 12, 2004 - July 26, 2006
WINDWARD SECURITIES CORPORATION
January 20, 1994 - January 24, 2025
OSAIC FS, INC.
January 6, 1992 - September 14, 1993
L.C. WEGARD & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
NATIONAL FINANCIAL SERVICES LLC
CRD#: 13041 / SEC#: 801-50706, 8-26740
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | SOLE MEMBER | |
| ADAMS, ROBERT JOHN | CHIEF OPERATIONS OFFICER/ELECTED MANAGER | 1291582 |
| CRUPI, KAREN MICHELE | CHIEF LEGAL OFFICER | 2982229 |
| DYER, JANET MARIE | CHIEF COMPLIANCE OFFICER | 3186352 |
| RHODES, NOAH BUTLER | CHIEF FINANCIAL OFFICER | 6546392 |
| TESAURO, THOMAS JOHN | ELECTED MANAGER | 1862532 |
| TESAURO, THOMAS JOHN | PRESIDENT | 1862532 |
Disclosures
| Regulatory Event | 47 |
| Civil Event | 1 |
| Arbitration | 14 |
Red Flags
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Company Information
NATIONAL FINANCIAL SERVICES LLC
CRD#: 13041Merrimack, NH 03054TRUST BUT VERIFY
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