Felix Gurfink
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Felix Gurfink was a registered financial professional .
Felix is a previously registered financial professional and started their career in finance in 1992. Felix had worked at 10 firms and has passed the Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 5, 1995 - July 20, 1995
SMITH, BENTON & HUGHES, INC.
September 29, 1994 - July 11, 1995
CARTWRIGHT AND WALKER SECURITIES, INCORPORATED
January 11, 1994 - January 31, 1994
PACIFIC CORTEZ SECURITIES INCORPORATED
December 9, 1993 - March 16, 1994
BUTTONWOOD SECURITIES, INC.
September 3, 1993 - September 22, 1993
BURNETT, GREY & CO., INC.
July 14, 1993 - December 12, 1994
M. RIMSON & CO., INC.
January 19, 1993 - May 3, 1993
GRUNTAL & CO., L.L.C.
December 2, 1992 - December 17, 1992
GRUNTAL & CO., L.L.C.
September 28, 1992 - November 17, 1992
PARAGON CAPITAL MARKETS, INC.
July 6, 1992 - August 11, 1992
WESTFIELD FINANCIAL CORPORATION
June 25, 1992 - July 10, 1992
CIBC WORLD MARKETS CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SMITH, BENTON & HUGHES, INC.
CRD#: 20877 / SEC#: , 8-38535
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
