Andrew W. Erisman

FREESTONE CAPITAL MANAGEMENT

Seattle, WA 98104

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CRD#: 2200683

Professional summary

Andrew Wayne Erisman, CIMA®, who also goes by Andrew Wayne Eresman, is a registered financial advisor currently at FREESTONE CAPITAL MANAGEMENT, LLC located in Seattle, Washington.

Andrew is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1992. Andrew has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andrew Wayne Eresman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Wayne Erisman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

May 21, 2009 - Present

FREESTONE CAPITAL MANAGEMENT, LLC

Office #1: 701 5th Avenue 74th Floor, Seattle, WA 98104

RIA

CRD#: 145711

Seattle, WA

Past

May 21, 2009 - January 7, 2015

FREESTONE SECURITIES, LLC

CRD#: 124260

SEATTLE, WA

Past

November 5, 2007 - May 20, 2009

OPPENHEIMER & CO. INC.

RIA

CRD#: 249

BELLEVUE, WA

Past

April 15, 2003 - November 13, 2007

OPPENHEIMER ASSET MANAGEMENT

RIA

CRD#: 105559

NEW YORK, NY

Past

January 3, 2003 - April 15, 2003

OPPENHEIMER & CO. INC.

RIA

CRD#: 249

BELLEVUE, WA

Past

January 3, 2003 - May 20, 2009

OPPENHEIMER & CO. INC.

CRD#: 249

BELLEVUE, WA

Past

March 28, 1995 - January 3, 2003

CIBC WORLD MARKETS CORP.

RIA

CRD#: 630

SEATTLE, WA

Past

August 13, 1992 - January 3, 2003

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FREESTONE CAPITAL MANAGEMENT, LLC

FREESTONE | FREESTONE INVESTMENTS LLC (RELYING ADVISOR) | FREESTONE CAPITAL MANAGEMENT, LLC | FREESTONE ASSET MANAGEMENT | FREESTONE ADVISORS LLC

CRD#: 145711 / SEC#: 801-69073

RIA

Registered Investment Advisory firm - (4/25/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(11/2/2023)

IAR

Washington
(5/21/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/24/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/10/1992

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 1/7/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 12/20/2012

National Commodity Futures Examination

General Industry/Product Exam

Series 31

Date: 8/13/2003

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/11/1992

General Securities Representative Examination

Current Firm

FREESTONE CAPITAL MANAGEMENT, LLC

FREESTONE | FREESTONE INVESTMENTS LLC (RELYING ADVISOR) | FREESTONE CAPITAL MANAGEMENT, LLC | FREESTONE ASSET MANAGEMENT | FREESTONE ADVISORS LLC

CRD#: 145711 / SEC#: 801-69073

RIA

Registered Investment Advisory firm - (4/25/2008 Approved)

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Contact information

Main Address

701 5th Avenue 74th Floor, Seattle, WA 98104

Mailing Address

Phone number

(206) 707-7300

Established

Firm type

Fiscal year end

# of Employees

117

SEC notice filing (40 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FREESTONE CAPITAL MANAGEMENT LLC (8/19/2025)

Regulatory assets under management

Total Number of Accounts	6,231
AUM (Assets Under Management)	$ 11,493,619,610

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
07/16/2025	Cover Page	Report
11/21/2024	Cover Page	Report
09/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Andrew W. Erisman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Wayne Erisman's CRS (Customer Relationship Summary).

Certified licenses

Experience

FREESTONE SECURITIES, LLC

OPPENHEIMER & CO. INC.

OPPENHEIMER ASSET MANAGEMENT

OPPENHEIMER & CO. INC.

OPPENHEIMER & CO. INC.

CIBC WORLD MARKETS CORP.

CIBC WORLD MARKETS CORP.

Primary Firm SEC Registration

FREESTONE CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 2/24/1995

Series 63

Date: 9/10/1992

SIE

Date: 1/7/2015

Series 3

Date: 12/20/2012

Series 31

Date: 8/13/2003

Series 7

Date: 8/11/1992

Current Firm

FREESTONE CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (40 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

FREESTONE CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

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