David A. Bossov

QUARTZ PARTNERS INVESTMENT MANAGEMENT

Deerfield, IL

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CRD#: 2200542

Professional summary

David Alan Bossov, who also goes by Dave Bossov, David Alan Bossov, David Bossov, is a registered financial advisor currently at QUARTZ PARTNERS INVESTMENT MANAGEMENT located in Deerfield, Illinois and ETICO PARTNERS, LLC located in Saratoga Springs, New York.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2009. David has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Dave Bossov | David Alan Bossov | David Bossov

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

THOMAS GROUP PROPERTIES, LLC, INVT RELATED, CHICAGO, IL, 50% OWNERSHIP, START DATE 7/20/2004, 0 HRS PER MONTH, 0 HRS DURING TRADING, NO DUTIES.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Alan Bossov's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 1, 2025 - Present

QUARTZ PARTNERS INVESTMENT MANAGEMENT

RIA

CRD#: 174327

Deerfield, IL

Current

March 17, 2025 - Present

ETICO PARTNERS, LLC

Office #1: 19 Railroad Pl, Ste 202, Saratoga Springs, NY 12866

CRD#: 122481

Saratoga Springs, NY

Past

June 21, 2023 - December 20, 2024

FIFTH THIRD SECURITIES, INC.

RIA

CRD#: 628

CHICAGO, IL

Past

June 21, 2023 - December 20, 2024

FIFTH THIRD SECURITIES, INC.

CRD#: 628

CHICAGO, IL

Past

July 6, 2021 - June 14, 2023

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

EVANSTON, IL

Past

July 6, 2021 - June 14, 2023

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

EVANSTON, IL

Past

May 30, 2014 - July 8, 2021

MORGAN STANLEY

RIA

CRD#: 149777

DEERFIELD, IL

Past

May 30, 2014 - July 8, 2021

MORGAN STANLEY

CRD#: 149777

DEERFIELD, IL

Past

December 5, 2011 - December 31, 2013

NEW ENGLAND SECURITIES

RIA

CRD#: 615

CHICAGO, IL

Past

October 22, 2009 - January 2, 2014

NEW ENGLAND SECURITIES

CRD#: 615

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

QUARTZ PARTNERS INVESTMENT MANAGEMENT

CRD#: 174327 / SEC#: 801-80822

RIA

Registered Investment Advisory firm - (1/20/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(3/17/2025)

IAR

Florida
(4/1/2025)

Illinois
(3/17/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/7/2011

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/14/2009

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/21/2009

General Securities Representative Examination

General Industry/Product Exam

Series 3

Date: 1/6/2009

National Commodity Futures Examination

SRO Registrations

FINRA

Current Firm

QUARTZ PARTNERS INVESTMENT MANAGEMENT

CRD#: 174327 / SEC#: 801-80822

RIA

Registered Investment Advisory firm - (1/20/2015 Approved)

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Contact information

Main Address

19 Railroad Place Suite 202, Saratoga Springs, NY 12866

Mailing Address

Phone number

(800) 433-0422

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (18 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

QUARTZ PARTNERS ADV PART 2A: CLIENT BROCHURE (3/31/2025)

QUARTZ PARTNERS WRAP BROCHURE (3/31/2025)

ETICO ADV 2A PRIVATE CLIENT BROCHURE (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,124
AUM (Assets Under Management)	$ 281,034,901

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

David A. Bossov

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Alan Bossov's CRS (Customer Relationship Summary).

Certified licenses

Experience

ETICO PARTNERS, LLC

FIFTH THIRD SECURITIES, INC.

FIFTH THIRD SECURITIES, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

MORGAN STANLEY

MORGAN STANLEY

NEW ENGLAND SECURITIES

NEW ENGLAND SECURITIES

Primary Firm SEC Registration

QUARTZ PARTNERS INVESTMENT MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 11/7/2011

Series 63

Date: 12/14/2009

SIE

Date: 10/1/2018

Series 7

Date: 10/21/2009

Series 3

Date: 1/6/2009

FINRA

Current Firm

QUARTZ PARTNERS INVESTMENT MANAGEMENT

Contact information

SEC notice filing (18 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

QUARTZ PARTNERS INVESTMENT MANAGEMENT

TRUST BUT VERIFY

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