Colleen M. Jones
Professional summary
Colleen Marie Jones, who also goes by Colleen Jones, is a registered financial advisor currently at KLINGENSTEIN FIELDS ADVISORS located in New York, New York.
Colleen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Colleen has worked at 3 firms and has passed the Series 63, Series 65 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Colleen Marie Jones's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 3, 2021 - Present
KLINGENSTEIN FIELDS ADVISORS
Office #1: 125 Park Avenue Suite 1700, New York, NY 10017-5529January 29, 2002 - October 12, 2005
CREDIT SUISSE ASSET MANAGEMENT, LLC
November 5, 1993 - April 15, 2003
CREDIT SUISSE ASSET MANAGEMENT SECURITIES LLC
Primary Firm SEC Registration
KLINGENSTEIN FIELDS ADVISORS
CRD#: 105907 / SEC#: 801-33347
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(9/3/2021)
Exams
Current Firm
KLINGENSTEIN FIELDS ADVISORS
CRD#: 105907 / SEC#: 801-33347
Contact information
SEC notice filing (19 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,267 |
| AUM (Assets Under Management) | $ 4,737,298,353 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 10/28/2024 | ||
| 11/27/2023 | ||
| 12/28/2022 |
Red Flags
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